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S•••••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

S•••••••• C••••••

LIVINGSTON GROUP ASSET MANAGEMENT COMPANY, CRD 113364

CHATTANOOGA, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19c0bf16-6bfe-27d5-d1d7-b145880261a9

Data as of Mar 23, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 20
On other graphs: 1
Observed: Nov 11, 2011 to Mar 23, 2022
61 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

S•••••••• C••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $730MItem 5.F on the latest filing (2022-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $730M
Private client RAUM: $726MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••••• P••••••• L•	Hedge Fund	$4.0M	Feb 5, 2013	14	Jan 12, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• J••••••• R••••••	CHIEF COMPLIANCE OFFICER / MANAGER	Na	yes	07/2018	Jul 12, 2018	Mar 23, 2022
L•••••••• C•••••• B••••	Manager	Na	yes	10/2021	Nov 3, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• C•••••• R••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Allen	TX	United States	4	no
Monterey	CA	United States	1	no
Upland	CA	United States	1	no
Arden	Nc	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$730M	$824M	-11.5%	$395M	22.7%	19	44	4	14

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
G•••••••• C•••••• M•••••••••	2	May 16, 2022	Jun 6, 2022	MOUNT PLEASANT, SC	Team lift out	Other	25.0%
M••••••• W••••• M••••••••• L••	2	May 16, 2022

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
G•••••••• C•••••• M•••••••••	2	Aug 18, 2021	May 9, 2021	MOUNT PLEASANT, SC	Team lift out	RIA to RIA	100.0%
W••••• M••••••••• G••••• L••	2	May 3, 2021

Relationships

Controls (6)

← G•••••• J••••••• R••••••OwnerCHIEF COMPLIANCE OFFICER / MANAGER, ownership code NA, individual
Jul 12, 2018 to presentfactForm ADV
← W••••• J•••• J•••••OwnerSHAREHOLDER - UNDER RECEIVERSHIP, ownership code D, individual
Mar 30, 2018 to presentfactForm ADV
← W•••••• J••••• A•••••OwnerMANAGER, ownership code NA, individual
Jun 5, 2013 to presentfactForm ADV
← M•••••• M••••••• J•••••••OwnerSHAREHOLDER, ownership code A, individual
Mar 27, 2017 to presentfact

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 16, 2022
Team lift-out
2 advisors left S•••••••• C•••••• (Allen, TX) for M••••••• W••••• M••••••••• L•• on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
May 16, 2022
Team lift-out
2 advisors left S•••••••• C•••••• (Mount Pleasant, SC) for G•••••••• C•••••• M••••••••• on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
May 16, 2022
Advisor changed firm
Lynne Ann Witmer left S•••••••• C•••••• for One Wealth Map, Llc (registered 2015-01-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19c0bf16-6bfe-27d5-d1d7-b145880261a9
First observed: Nov 11, 2011
Last observed: Mar 23, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Registered with (24)

← WILLIAM FRED G••••••••Advisorregistration: previous registration
May 9, 2021 to May 16, 2022factForm ADV
← CARMEN MOSS HODNETTAdvisorregistration: previous registration
May 21, 2019 to May 16, 2022factForm ADV
← BARRY JAY KYTEAdvisorregistration: previous registration
May 9, 2021 to May 16, 2022factForm ADV
← LYNNE ANN WITMERAdvisorregistration: previous registration
Jun 30, 2014 to May 16, 2022factForm ADV
← HENRY JOSEPH LESSNERAdvisorregistration: previous registration
Feb 16, 2021 to May 16, 2022factForm ADV
← Ryan Andrew BerkowitzAdvisorregistration: previous registration
Jan 28, 2021 to May 16, 2022factForm ADV
← MANITA HO MORANAdvisorregistration: previous registration
Feb 16, 2021 to May 16, 2022factForm ADV
← DAROLD CHARLES BROOKSAdvisorregistration: previous registration
Mar 10, 2010 to May 16, 2022factForm ADV
← BRYAN CRAIG WISDAAdvisorregistration: previous registration
Aug 9, 2021 to Apr 5, 2022factForm ADV
← FRANK E HICKSAdvisorregistration: previous registration
Dec 18, 2020 to Mar 2, 2022factForm ADV
← C••••• B•••• L•••••••Advisorregistration: previous registration
May 27, 2020 to Jan 5, 2022factForm ADV
← PAUL J•••• DIPALMAAdvisorregistration: previous registration
Jun 29, 2017 to Dec 3, 2021factForm ADV
← PAUL DAVID GUERRAAdvisorregistration: previous registration
Mar 4, 2021 to Nov 16, 2021factForm ADV
← BRUCE ALAN DIPIETROAdvisorregistration: previous registration
Mar 4, 2021 to Nov 16, 2021factForm ADV
← CODY ROBERT KIRKAdvisorregistration: previous registration
Jul 10, 2019 to Nov 10, 2021factForm ADV
← Rodney Dale DirAdvisorregistration: previous registration
Feb 27, 2020 to Nov 3, 2021factForm ADV
← STEWART SWINTON SMITHAdvisorregistration: previous registration
Nov 14, 2019 to Oct 8, 2021factForm ADV
← Nickolas SeifertAdvisorregistration: previous registration
Dec 15, 2020 to Sep 23, 2021factForm ADV
← J•••• CLAYTON PARKERAdvisorregistration: previous registration
Jun 21, 2010 to Sep 8, 2021factForm ADV
← Joel BusboomAdvisorregistration: previous registration
Jul 28, 2020 to Jul 19, 2021factForm ADV
← JARROD Douglas HOWARDAdvisorregistration: previous registration
May 7, 2020 to Jun 1, 2020factForm ADV
← JONATHAN J•••• MILESAdvisorregistration: previous registration
Jun 13, 2019 to Mar 31, 2020factForm ADV
← M•••••• ANTHONY LANGEAdvisorregistration: previous registration
Jun 1, 2017 to Aug 1, 2019factForm ADV
← DANIEL M MOASAdvisorregistration: previous registration
Jul 24, 2015 to Dec 20, 2016factForm ADV