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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RAI WEALTH

BROWN WEALTH MANAGEMENT, LLC, CRD 324695

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:043225f3-4a5e-9442-5518-114a5fc7c149

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Mar 6, 2023 to Mar 11, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.84 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $531MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $473M
Private client RAUM: $446MderivedItem 5.D individuals plus high net worth individuals
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $88.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,220
Individual clients: 281
High net worth clients: 137
Custody, client assets: $153M
SEC number: 801-127594
CRD: 324695
Filings on the tape: 10
First filed: Mar 6, 2023
Latest filed: Mar 11, 2026
Organised: Limited Liability Company, IL
Website: raiwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SCOTT ALEXANDER BROWN	n/a	NAPERVILLE, IL	3	17	3	yes
MELISSA ANNE IMBROGNO	Certified Financial Planner	NAPERVILLE, IL	3	17	2	yes
WILLIAM SCOTT WEST	Certified Financial Planner	NAPERVILLE, IL	3	12	2	yes
Gregory Scott Aagaard	Certified Financial Planner	NAPERVILLE, IL	3	21	4	no
Tyler Paul Jones	Chartered Financial Analyst	NAPERVILLE, IL	3	12	n/a	no
Jack Dykema	Certified Financial Planner	NAPERVILLE, IL	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Aagaard, Gregory, Scott	OWNER/MEMBER	Na	yes	11/2014	Mar 6, 2023	Mar 14, 2024
BROWN, SCOTT, ALEXANDER	MANAGING PARTNER	E	yes	11/2014	Mar 6, 2023	Mar 14, 2024
IMBROGNO, MELISSA, ANNE	PARTNER & CCO	Na	yes	11/2014	Mar 6, 2023	Mar 14, 2024
WEST, WILLIAM, SCOTT	OWNER/MEMBER	Na	yes	11/2014	May 18, 2023	Mar 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 11, 2026	$531M	$473M	12	6	n/a	n/a
2024	Feb 25, 2025	$409M	$361M	8	6	n/a	n/a
2023	Mar 14, 2024	$326M	$293M	8	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$531M	$409M	29.9%	n/a	n/a	12	8	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SECURITIES AMERICA ADVISORS, INC.	4	Mar 7, 2023	Apr 19, 2023	NAPERVILLE, IL	Team lift out	Ibd to new firm	0.2%

Relationships

Registered with (6)

← Jack DykemaAdvisorregistration: current employment
Apr 14, 2026 to presentfactForm ADV
← Tyler Paul JonesAdvisorregistration: current employment
Aug 8, 2023 to presentfactForm ADV
← Gregory Scott AagaardAdvisorregistration: current employment
Apr 19, 2023 to presentfactForm ADV
← SCOTT ALEXANDER BROWNAdvisorregistration: current employment
Apr 5, 2023 to presentfactForm ADV
← MELISSA ANNE IMBROGNOAdvisorregistration: current employment
Apr 5, 2023 to presentfactForm ADV
← WILLIAM SCOTT WESTAdvisorregistration: current employment
Apr 5, 2023 to presentfactForm ADV

Controls (4)

← Aagaard, Gregory, ScottOwnerOWNER/MEMBER, ownership code NA, individual
Mar 6, 2023 to Mar 14, 2024factForm ADV
← BROWN, SCOTT, ALEXANDEROwnerMANAGING PARTNER, ownership code E, individual
Mar 6, 2023 to Mar 14, 2024factForm ADV
← IMBROGNO, MELISSA, ANNEOwnerPARTNER & CCO, ownership code NA, individual
Mar 6, 2023 to Mar 14, 2024factForm ADV
← WEST, WILLIAM, SCOTTOwnerOWNER/MEMBER, ownership code NA, individual
May 18, 2023 to Mar 14, 2024factForm ADV

Moved with (1)

← SECURITIES AMERICA ADVISORS, INC.Registered adviser4 advisors, team lift out, same day
Mar 7, 2023 to Apr 19, 2023factForm ADV

Dated events

Occurred
Mar 11, 2026
Regulatory AUM changed
Rai Wealth reported RAUM $530.8M, up 30% from $408.6M (2025-05-02 to 2026-03-11)
Form ADVobserved 6 days ago
$122M
Occurred
May 18, 2023
Control person joined
Scott William West (Owner/Member) appeared on Schedule A of Rai Wealth
Form ADVobserved 6 days ago
Occurred
Mar 7, 2023
Team lift-out
4 advisors left Securities America Advisors, Inc. (Naperville, IL) for Rai Wealth on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Mar 6, 2023
First Form ADV filing
Rai Wealth filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:043225f3-4a5e-9442-5518-114a5fc7c149
First observed: Mar 6, 2023
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RAI WEALTH

BROWN WEALTH MANAGEMENT, LLC, CRD 324695

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:043225f3-4a5e-9442-5518-114a5fc7c149

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SCOTT ALEXANDER BROWN

n/a

NAPERVILLE, IL

yes

MELISSA ANNE IMBROGNO

Certified Financial Planner

NAPERVILLE, IL

yes

WILLIAM SCOTT WEST

Certified Financial Planner

NAPERVILLE, IL

yes

Gregory Scott Aagaard

Certified Financial Planner

NAPERVILLE, IL

Tyler Paul Jones

Chartered Financial Analyst

NAPERVILLE, IL

n/a

Jack Dykema

Certified Financial Planner

NAPERVILLE, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Aagaard, Gregory, Scott

OWNER/MEMBER

yes

11/2014

Mar 6, 2023

Mar 14, 2024

BROWN, SCOTT, ALEXANDER

MANAGING PARTNER

yes

11/2014

Mar 6, 2023

Mar 14, 2024

IMBROGNO, MELISSA, ANNE

PARTNER & CCO

yes

11/2014

Mar 6, 2023

Mar 14, 2024

WEST, WILLIAM, SCOTT

OWNER/MEMBER

yes

11/2014

May 18, 2023

Mar 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$531M

$473M

n/a

2024

Feb 25, 2025

$409M

$361M

n/a

2023

Mar 14, 2024

$326M

$293M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$531M

$409M

29.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SECURITIES AMERICA ADVISORS, INC.

Mar 7, 2023

Apr 19, 2023

NAPERVILLE, IL

Team lift out

Ibd to new firm

0.2%