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RIA / WealthAdvisorCertified Financial Planner21 years in industry

Gregory Scott Aagaard

Advisor at RAI WEALTH

NAPERVILLE, IL

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Search this name across graphsid dfx:ria:c9da0e4e-1ea0-cd36-76f3-b926a4ab60dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAI WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 16, 2005
First registration: Oct 20, 2005
Dual registered: no
Other names: GREG SCOTT AAGAARD|GREG S AAGAARD
IAPD individual key: 4993109

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAI WEALTH	Independent wealth	Apr 19, 2023	n/a	yes	NAPERVILLE, IL	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jun 14, 2021	Mar 7, 2023	no	NAPERVILLE, IL	Previous registration
TC WEALTH PARTNERS, LLC	Former SEC adviser	Sep 29, 2016	Jun 14, 2021	no	DOWNERS GROVE, IL	Previous registration
ELKHORN INVESTMENTS	Former SEC adviser	Sep 20, 2013	Aug 8, 2016	no	WHEATON, IL	Previous registration
GUGGENHEIM INVESTMENTS	Asset manager	Oct 20, 2005	Nov 4, 2008	no	CHICAGO, IL\|LISLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	RAI WEALTH	Mar 7, 2023	Apr 19, 2023	43	Firm change	Ibd to new firm
TC WEALTH PARTNERS, LLC	SECURITIES AMERICA ADVISORS, INC.	Jun 14, 2021	Jun 14, 2021	0	Firm change	RIA to ibd
ELKHORN INVESTMENTS	TC WEALTH PARTNERS, LLC	Aug 8, 2016	Sep 29, 2016	52	Firm change	Other
GUGGENHEIM INVESTMENTS	ELKHORN INVESTMENTS	Nov 4, 2008	Sep 20, 2013	1,781	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110518:324695:IL:2023-03-07	Mar 7, 2023	Apr 19, 2023	NAPERVILLE, IL	Firm change

Relationships

Registered with (5)

→ RAI WEALTHRegistered adviserregistration: current employment
Apr 19, 2023 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jun 14, 2021 to Mar 7, 2023factForm ADV
→ TC WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Sep 29, 2016 to Jun 14, 2021factForm ADV
→ ELKHORN INVESTMENTSRegistered adviserregistration: previous registration
Sep 20, 2013 to Aug 8, 2016factForm ADV
→ GUGGENHEIM INVESTMENTSRegistered adviserregistration: previous registration
Oct 20, 2005 to Nov 4, 2008factForm ADV

Dated events

Occurred
Mar 7, 2023
Advisor changed firm
Gregory Scott Aagaard left Securities America Advisors, Inc. for Rai Wealth (registered 2023-04-19)
Form ADVobserved 4 days ago