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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

DANIEL CHARLES STEWART

Advisor at GENEOS WEALTH MANAGEMENT, INC.

Shawnee, KS

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Search this name across graphsid dfx:ria:04347bba-79f7-68e5-6613-ef18e788e018

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GENEOS WEALTH MANAGEMENT, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Aug 28, 1987
First registration: Aug 15, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1687234

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Oct 10, 2023	n/a	yes	Shawnee, KS	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 28, 2017	Oct 12, 2023	no	SHAWNEE, KS	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Sep 1, 2016	Dec 4, 2017	no	SHAWNEE, KS	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Dec 15, 2006	Nov 2, 2016	no	OVERLAND PARK, KS\|SHAWNEE, KS\|OVERLAND PARK, KS\|SHAWNEE, KS\|OVERLAND PARK, KS	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 28, 2005	Dec 19, 2006	no	SHAWNEE, KS	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Aug 15, 2003	Mar 28, 2005	no	SHAWNEE, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	GENEOS WEALTH MANAGEMENT, INC.	Oct 12, 2023	Oct 10, 2023	-2	Firm change	Ibd to ibd
SUMMIT FINANCIAL GROUP INC	SECURITIES AMERICA ADVISORS, INC.	Dec 4, 2017	Nov 28, 2017	-6	Firm change	Other
VSR ADVISORY SERVICES	SUMMIT FINANCIAL GROUP INC	Nov 2, 2016	Sep 1, 2016	-62	Channel change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	VSR ADVISORY SERVICES	Dec 19, 2006	Dec 15, 2006	-4	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 28, 2005	Mar 28, 2005	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110518:120894:KS:2023-10-12	Oct 12, 2023	Oct 10, 2023	SHAWNEE, KS	Firm change
14503:109485:KS:2016-10-31	Nov 2, 2016	Sep 1, 2016	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (6)

→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Oct 10, 2023 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 28, 2017 to Oct 12, 2023factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Sep 1, 2016 to Dec 4, 2017factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 15, 2006 to Nov 2, 2016factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2005 to Dec 19, 2006factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Aug 15, 2003 to Mar 28, 2005factForm ADV

Dated events

Occurred
Oct 12, 2023
Advisor changed firm
Daniel Charles Stewart left Securities America Advisors, Inc. for Geneos Wealth Management, Inc. (registered 2023-10-10)
Form ADVobserved 5 days ago