DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel Charles Stewart

Geneos Wealth Management, Inc.BD affiliatedShawnee, Ksdual registrantIAPD 1687234

Feed of 09/14/2026

At current firm

2 y

since Oct 10, 2023

In the industry

41 y

since Aug 1, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Geneos Wealth Management, Inc. BD affiliated current
since Oct 10, 2023 · Shawnee, Ks
Securities America Advisors, Inc. former
Nov 28, 2017 to Oct 12, 2023 · Shawnee, Ks
Summit Financial Group Inc former
Sep 1, 2016 to Dec 4, 2017 · Shawnee, Ks
Vsr Advisory Services former
Dec 15, 2006 to Nov 2, 2016 · Overland Park, Ks
Cambridge Investment Research Advisors, Inc. BD affiliated
Mar 28, 2005 to Dec 19, 2006 · Shawnee, Ks
Cambridge Investment Research, Inc. unclassified
Aug 15, 2003 to Mar 28, 2005 · Shawnee, Ks

Moves

a registration end followed by a registration begin elsewhere

Securities America Advisors, Inc. to Geneos Wealth Management, Inc.
left Oct 12, 2023, registered Oct 10, 2023 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
Summit Financial Group Inc to Securities America Advisors, Inc.
left Dec 4, 2017, registered Nov 28, 2017 (-6 days) · Other
Vsr Advisory Services to Summit Financial Group Inc
left Nov 2, 2016, registered Sep 1, 2016 (-62 days) · channel change inside one enterprise, not a move · moved with a team
Cambridge Investment Research Advisors, Inc. to Vsr Advisory Services
left Dec 19, 2006, registered Dec 15, 2006 (-4 days) · Other
Cambridge Investment Research, Inc. to Cambridge Investment Research Advisors, Inc.
left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move

Signals

Daniel Charles Stewart left Securities America Advisors, Inc. for Geneos Wealth Management, Inc. (registered 2023-10-10)
Oct 12, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address