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RIA / WealthAdvisor27 years in industry

RANDALL JAY KRONOUR

Advisor at KAPSTONE FINANCIAL ADVISORS LLC

LEBANON, OH

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Search this name across graphsid dfx:ria:043c8956-c68f-8d13-8e1e-e18d48114aa3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KAPSTONE FINANCIAL ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 3, 1999
First registration: Feb 27, 2006
Dual registered: no
Other names: RANDY KRONOUR|RANDALL KRONOUR
IAPD individual key: 3174513

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KAPSTONE FINANCIAL ADVISORS LLC	Independent wealth	Mar 28, 2022	n/a	yes	LEBANON, OH	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Sep 18, 2020	Apr 1, 2022	no	DAYTON, OH	Previous registration
UNITED ADVISORS SERVICES, LLC	Former SEC adviser	Feb 5, 2018	Sep 17, 2020	no	Dayton, OH\|BOCA RATON, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Jan 24, 2018	no	Miamisburg, OH	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Apr 30, 2009	Oct 5, 2009	no	WASHINGTON TOWNSHIP, OH	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 27, 2006	Apr 14, 2009	no	CENTERVILLE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	KAPSTONE FINANCIAL ADVISORS LLC	Apr 1, 2022	Mar 28, 2022	-4	Firm change	Ibd to new firm
UNITED ADVISORS SERVICES, LLC	B. RILEY WEALTH ADVISORS, INC.	Sep 17, 2020	Sep 18, 2020	1	Firm change	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	UNITED ADVISORS SERVICES, LLC	Jan 24, 2018	Feb 5, 2018	12	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	AMERIPRISE ADVISOR SERVICES, INC.	Apr 14, 2009	Apr 30, 2009	16	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
115927:318885:OH:2022-04-01	Apr 1, 2022	Mar 28, 2022	DAYTON, OH	Firm change
150080:115927:FL:2020-09-17	Sep 17, 2020	Sep 18, 2020	BOCA RATON, FL	Firm change
6363:150080:OH:2018-01-23	Jan 24, 2018	Feb 5, 2018	MIAMISBURG, OH	Firm change

Relationships

Registered with (6)

→ KAPSTONE FINANCIAL ADVISORS LLCRegistered adviserregistration: current employment
Mar 28, 2022 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 18, 2020 to Apr 1, 2022factForm ADV
→ UNITED ADVISORS SERVICES, LLCRegistered adviserregistration: previous registration
Feb 5, 2018 to Sep 17, 2020factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Jan 24, 2018factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Apr 30, 2009 to Oct 5, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 27, 2006 to Apr 14, 2009factForm ADV

Dated events

Occurred
Apr 1, 2022
Advisor changed firm
Randall Jay Kronour left B. Riley Wealth Advisors, Inc. for Kapstone Financial Advisors Llc (registered 2022-03-28)
Form ADVobserved 6 days ago