DFX Intelligence

J••• M••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J••• M••••••• M•••••

Advisor at T•• A•••••••• I•••

Yardley, PA | SUMMIT, NJ

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Search this name across graphsid dfx:ria:04404f5e-92d7-2046-54d6-81d8eaa79c9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 4, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Apr 30, 2026	n/a	yes	SUMMIT, NJ\|Yardley, PA	Current employment
A•••• I••••••••• G••••	Independent wealth	Aug 4, 2022	Jun 10, 2025	no	Gross Point Farms, MI\|WAYNE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• I••••••••• G••••	T•• A•••••••• I•••	Jun 10, 2025	Apr 30, 2026	324	Firm change	RIA to ibd
C••• B•••••••• S•••••••• I•••	A•••• I••••••••• G••••	Sep 20, 2017	Aug 4, 2022

Relationships

Registered with (3)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ A•••• I••••••••• G••••Registered adviserregistration: previous registration
Aug 4, 2022 to Jun 10, 2025factForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 13, 2001 to Sep 20, 2017factForm ADV

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04404f5e-92d7-2046-54d6-81d8eaa79c9a
First observed: Aug 13, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.