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ALDEN INVESTMENT ADVISORS, LLC, CRD 317077
WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Stephen Douglas Patterson | n/a | Southlake, TX | WAYNE, PA | 4 | 24 | 1 | yes |
| DEBORAH ANN DAVIS | Certified Financial Planner | WAYNE, PA | Wayne, PA | 4 | 24 | 5 | yes |
| ROBERT ARTHUR LANSING | n/a | WAYNE, PA | Doylestown, PA | 4 | 41 | 2 | yes |
| GUSTAVO ISAAC MASRI | n/a | WAYNE, PA | Doylestown, PA | 4 | 35 | 3 | yes |
| DEREK RUDOLF D'ALONZO | n/a | Hockton, GA | WAYNE, PA | 4 | 34 | 4 | no |
| NATHAN DANIEL GOAD | Certified Financial Planner | WAYNE, PA | Largo, FL | 4 | 15 | 4 | yes |
| TODD ZANGRILLI | n/a | Wayne, NJ | WAYNE, PA | 4 | 41 | 3 | yes |
| JOSEPH DAVID GASTALDI | n/a | WAYNE, PA | Osceola, IN | 3 | 29 | 7 | no |
| ERIC SCOTT MASLOWSKY | n/a | WAYNE, PA | Berwyn, PA | 3 | 15 | 5 | yes |
| Nicole Elizabeth Sennett | n/a | WAYNE, PA | 3 | 21 | 2 | yes |
| Courtney Ann Kucish | n/a | Fairview, WV | WAYNE, PA | 3 | 18 | 1 | yes |
| Marques Dalon Miles | n/a | Plano, TX | WAYNE, PA | 2 | 14 | 3 | no |
| Jacqueline M Oprean | n/a | WAYNE, PA | Canton, OH | 2 | 13 | 2 | yes |
| DAVID ALLEN GIBBS | n/a | Wayne, PA | WAYNE, PA | 2 | 29 | 3 | yes |
| JAMES ERIC QUILLEN | Certified Financial Planner | Doylestown, PA | WAYNE, PA | 2 | 30 | 3 | no |
| ANTHONY J. FALCO | n/a | Kennett Square, PA | WAYNE, PA | 2 | 20 | 6 | yes |
| JAMES ROBERT SCOTT | n/a | Ocala, FL | WAYNE, PA | 2 | 27 | 1 | yes |
| SEAN TRAVIS NEWMAN | n/a | Doylestown, PA | WAYNE, PA | 2 | 26 | 1 | yes |
| JONATHAN ALLEN | n/a | WAYNE, PA | Wayne, PA | 2 | 27 | 1 | yes |
| WENDY LESA GIPSON-FITZPATRICK | n/a | WAYNE, PA | Charlestown, MA | 2 | 29 | 7 | yes |
| Delaina Sue Kucish | n/a | Fairmont, WV | WAYNE, PA | 1 | 25 | 1 | yes |
| Patrick James Sirayathorn | Certified Financial Planner|Chartered Financial Consultant | Memphis, TN | WAYNE, PA | 1 | 21 | 3 | no |
| Anthony J Seifert | n/a | WAYNE, PA | Mount Pleasant, SC | 1 | 10 | 4 | no |
| Gregory Andrew Obin | n/a | Doylestown, PA | WAYNE, PA | 0 | 10 | n/a | yes |
| JOHN MARTIN LENSING | n/a | WAYNE, PA | Baton Rouge, LA | 0 | 14 | 5 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALDEN PARTNERS LLC | Owner | E | yes | 10/2021 | Oct 13, 2021 | Oct 3, 2024 |
| CALFO, LEE, ALBERT | CHIEF EXECUTIVE OFFICER | D | yes | 10/2021 | Oct 13, 2021 | Oct 3, 2024 |
| CALFO, LEE, ALBERT | CHIEF EXECUTIVE OFFICER | Na | yes | 10/2021 | Oct 13, 2021 | Oct 3, 2024 |
| MULQUEEN, JOHN, FRANCIS | CHIEF OPERATING OFFICER | Na | yes | 10/2021 | Oct 13, 2021 | Oct 3, 2024 |
| SMITH, KENNETH, RICHARD | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2021 | Oct 13, 2021 | Oct 3, 2024 |
| VAN HORN, KAREN, M. | CHIEF RISK OFFICER | Na | no | 03/2024 | Mar 1, 2024 | Oct 3, 2024 |
| WILLIAMS, AARON, LEE | MANAGING DIRECTOR | Na | no | 03/2024 | Mar 1, 2024 | Oct 3, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ALDEN CAPITAL MANAGEMENT INC. | n/a | Independent wealth | $1.5B | N | yes | n/a |
| EQUALIZE CAPITAL LLC | n/a | Asset manager | $39.5M | Y | yes | n/a |
| COMPASS FINANCIAL ADVISORS, LLC | n/a | State registered | $21.5M | Y | no | n/a |
| J. ALDEN ASSOCIATES, INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $386M | $348M | 43 | 38 | 1 | n/a | n/a |
| 2024 | Mar 26, 2025 | $319M | $285M | 45 | 40 | 0 | n/a | n/a |
| 2023 | Mar 18, 2024 | $291M | $260M | 32 | 26 | 0 | n/a | n/a |
| 2022 | Mar 27, 2023 | $207M | $207M | 27 | 27 | 0 | n/a | n/a |
| 2021 | Mar 11, 2022 | $0 | $0 | 0 | 0 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 5 | 8 | -3 | 20.0% | 2 | 3 | 0 | 23 | 11 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $386M | $319M | 20.8% | $207M | 23.0% | 43 | 45 | 1 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ETHOS FINANCIAL GROUP, LLC | 2 | Jul 3, 2026 | Aug 3, 2026 | WAYNE, PA | Team lift out | RIA to RIA | 4.8% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2 | Jan 8, 2025 | Jan 7, 2025 | EDISON, NJ | Team lift out | Wirehouse to RIA | 0.0% |
| WELLS FARGO ADVISORS | 2 | May 29, 2024 | May 24, 2024 | DOYLESTOWN, PA | Team lift out | Wirehouse to RIA | 0.0% |
| EQUALIZE CAPITAL LLC | 2 | Dec 31, 2022 | Jul 26, 2022 | SAN JUAN, PR | Team lift out | Other | 50.0% |
| ALDEN CAPITAL | 2 | Nov 3, 2022 | Apr 26, 2022 | WAYNE, PA | Team lift out | RIA to RIA | 8.7% |