DFX Intelligence

J•••• C••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

J•••• C••••• P•••••

Advisor at W•••••• A•••••••• L••

Metairie, LA | BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:0443b333-07d9-5b00-b796-f90c0f4fa206

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 13, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 22, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	May 11, 2026	n/a	yes	Metairie, LA\|BIRMINGHAM, AL	Current employment
T•••••••• A•••••••• L••	Former SEC adviser	Jul 17, 2020	Apr 24, 2026	no	METAIRIE, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••••• A•••••••• L••	W•••••• A•••••••• L••	Apr 24, 2026	May 11, 2026	17	Firm change	RIA to RIA
A••••••••• F•••••••• S•••••••• L••	T•••••••• A•••••••• L••	Jul 23, 2020	Jul 17, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
306876:115332:LA:2026-04-24	Apr 24, 2026	May 11, 2026	METAIRIE, LA	Firm change
6363:306876:LA:2020-07-21	Jul 23, 2020	Jul 17, 2020	MANDEVILLE, LA	Firm change

Relationships

Registered with (3)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ T•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 17, 2020 to Apr 24, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 13, 2011 to Jul 23, 2020factForm ADV

Dated events

Occurred
Apr 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0443b333-07d9-5b00-b796-f90c0f4fa206
First observed: May 13, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.