DFX Intelligence

T•• B•••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

T•• B•••••• G•••• L••

CRD 155317

BOSTON, MA

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Search this name across graphsid dfx:ria:0444617b-2c94-b791-7107-77212cc09e46

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 136
Dated events: 4
On other graphs: 4
Observed: Mar 30, 2012 to Jul 15, 2026
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

T•• B•••••• G•••• L••

Venture manager · shared crd

Independent Sponsorsidentity

T•• B•••••• G•••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

T•• B•••••• G•••• L••

Private equity manager · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.79 fund_share=0.21 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.7B••• Locked
Discretionary RAUM: $6.5B
Private client RAUM: $5.3Bderived••• Locked
Private client share: 79%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $6.7Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• N•• Q••	n/a	BOSTON, MA	8	21	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••• 2• L••	Real Estate Fund	$194M	Jul 15, 2026	1	Mar 30, 2022	reported	n/a
S•••••••• 1• L••	n/a	$71.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• S••••••••• J•••	Member	B	yes	01/2002	Jul 15, 2026	Jul 15, 2026
H••••••• G•••••• E•••••	CHIEF COMPLIANCE OFFICER	Na	yes	09/2010	Jul 15, 2026	Jul 15, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.7B	$6.8B	-0.8%	$5.2B	8.8%	29	33	0	0

Relationships

showing 80 of 136

Advises (80)

→ S•••••••• 1•1 LLCPrivate fundVenture Capital Fund, IA
Mar 29, 2023 to presentfactForm ADV
→ S••••••• 1•6 LLCPrivate fundPrivate Equity Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ S••••••• 1•3 LLCPrivate fundPrivate Equity Fund, IA
Mar 23, 2020 to presentfactForm ADV
→ S•••••• 3 LLC

Dated events

Occurred
Mar 23, 2020
Control person left
Nmn Mary Ellen Malloy (Manager Of Aldersey Street Llc; Executive Officer) no longer on Schedule A of T•• B•••••• G•••• L•• (listed 2019-07-09, absent 2020-03-23)
Form ADVobserved 7 days ago
Occurred
Mar 23, 2020
Control person joined
Nmn Jean Qiu (Member) appeared on Schedule A of T•• B•••••• G•••• L••
Form ADVobserved 7 days ago
Occurred
Mar 27, 2019
Control person left
David Marc Poirier (Director) no longer on Schedule A of T•• B•••••• G•••• L•• (listed 2018-07-17, absent 2019-03-27)
Form ADVobserved 7 days ago

Named in current findings

FactRIA / Wealthinterestingconfidence high

156 wealth managers reported more private funds on their latest annual amendment, 445 in total

On annual amendments filed after 2024-12-31, 156 wealth managers reported a higher Item 5 private fund count than on the prior year's amendment, 445 funds added in total. Most: E••••••••• P••••••• L••• 13 to 51 (2025-03-20 to 2026-03-26); B••••••• • C•• 56 to 90 (2025-03-31 to 2026-03-30); D•••••••• C•••••• I•• 6 to 18 (2025-04-24 to 2026-04-29); B•••••• G••••• A•••••••• L•• 66 to 77 (2025-03-27 to 2026-03-30); W•••••• A•••••••• L•• 8 to 19 (2025-04-04 to 2026-03-31); O•••• C•••••• 113 to 123 (2025-03-27 to 2026-03-30).

E••••••••• P••••••• L•••B••••••• • C••D•••••••• C•••••• I••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0444617b-2c94-b791-7107-77212cc09e46
First observed: Mar 30, 2012
Last observed: Jul 15, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.