DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Bollard Group LLC
Latest filing Jul 15, 2026
First filing on the tape Mar 30, 2012 · 35 filings
SEC status approved since Oct 14, 2011
RAUM
$6.7B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
79%
$5.3B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$6.7B
derived; firm RAUM over IAPD count
Employees
29
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
91
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$6.7B as of Jul 15, 2026
Mar 30, 2012$2.4B then
HNW client RAUM$5.3B as of Jul 15, 2026
Mar 28, 2018$3.5B then
State-registered IARs (5.B.3)1 as of Jul 15, 2026
Mar 30, 20120 then
Employees (5.A)29 as of Jul 15, 2026
Apr 1, 201340 then
Private funds91 as of Jul 15, 2026
Mar 30, 201272 then
RAUM -0.8% over the last fiscal year+8.8% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $6.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $380MderivedHNW RAUM over HNW clients
- Average account
- $13.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 29.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.3B79%
- Pooled investment vehicles$1.4B21%
- Individual clients
- n/areported
- HNW clients
- 14reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 490reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.79 fund_share=0.21 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jean Nmn Qiu | Boston, Ma | Jul 17, 2018 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
146 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Staysail 20 LLC | Real Estate Fund | $194M | 1 | Mar 30, 2022 |
| Spritsail 15 LLC | $71.0M | 10 | Jul 15, 2026 | |
| Staysail 1 LLC | Other Private Fund | $64.5M | 9 | Mar 22, 2017 |
| Skysail 10 LLC | Venture Capital Fund | $63.2M | 2 | Mar 22, 2016 |
| Staysail 14 LLC | Private Equity Fund | $57.6M | 11 | Mar 29, 2021 |
| Staysail 3 LLC | Private Equity Fund | $53.2M | 10 | Mar 28, 2018 |
| Staysail 11 LLC | Venture Capital Fund | $43.2M | 9 | Mar 23, 2020 |
| Spritsail 3 LLC | Hedge Fund | $37.4M | 6 | Mar 30, 2022 |
| Staysail 8 LLC | Private Equity Fund | $37.1M | 9 | Mar 28, 2018 |
| Skysail 8 LLC | Private Equity Fund | $34.7M | 9 | Mar 31, 2015 |
| Skysail 11 LLC | Private Equity Fund | $33.4M | 9 | Mar 22, 2016 |
| Spritsail 6 LLC | Venture Capital Fund | $31.1M | 9 | Mar 29, 2023 |
| Skysail 20 LLC | Hedge Fund | $30.7M | 8 | Mar 22, 2017 |
| Skysail 17 LLC | Venture Capital Fund | $29.6M | 2 | Mar 22, 2016 |
| Staysail 6 LLC | Venture Capital Fund | $29.5M | 1 | Mar 28, 2018 |
| Staysail 7 LLC | Private Equity Fund | $29.1M | 7 | Mar 28, 2018 |
| Spritsail 19 LLC | $28.5M | 5 | Jul 15, 2026 | |
| Skysail 2 LLC | Private Equity Fund | $27.7M | 12 | Mar 31, 2014 |
| Spritsail 1 LLC | Private Equity Fund | $26.5M | 9 | Mar 30, 2022 |
| Spritsail 17 LLC | $24.0M | 10 | Jul 15, 2026 | |
| Spritsail 4 LLC | Venture Capital Fund | $23.2M | 10 | Mar 29, 2023 |
| Triremes 14 LLC | Private Equity Fund | $21.4M | 11 | Mar 30, 2012 |
| Skysail 6 LLC | Venture Capital Fund | $20.9M | 9 | Mar 31, 2014 |
| Spritsail 16 LLC | $20.6M | 9 | Jul 15, 2026 | |
| Skysail 14 LLC | Venture Capital Fund | $20.4M | 3 | Mar 22, 2016 |
| Staysail 4 LLC | Venture Capital Fund | $19.1M | 8 | Mar 28, 2018 |
| Staysail 18 LLC | Hedge Fund | $18.8M | 5 | Mar 30, 2022 |
| Spritsail 2 LLC | Private Equity Fund | $18.3M | 8 | Mar 30, 2022 |
| Staysail 15 LLC | Venture Capital Fund | $15.4M | 3 | Mar 30, 2022 |
| Spritsail 13 LLC | Venture Capital Fund | $15.0M | 9 | Mar 30, 2024 |
| Spritsail 18 LLC | $12.5M | 5 | Jul 15, 2026 | |
| Argonaut 22 LLCno longer reported | Venture Capital Fund | $12.5M | 4 | Mar 30, 2012 |
| Skysail 5 LLCno longer reported | Venture Capital Fund | $12.4M | 2 | Mar 31, 2014 |
| Spritsail 9 LLC | Venture Capital Fund | $12.2M | 8 | Mar 29, 2023 |
| Spritsail 7 LLC | Venture Capital Fund | $11.7M | 8 | Mar 29, 2023 |
| Scap-3a LLC | Private Equity Fund | $11.4M | 13 | Mar 30, 2012 |
| Windship 4a LLCno longer reported | Venture Capital Fund | $11.2M | 4 | Mar 30, 2012 |
| Spritsail 10 LLC | Private Equity Fund | $11.2M | 8 | Mar 29, 2023 |
| Spritsail 11 LLC | Venture Capital Fund | $10.9M | 8 | Mar 29, 2023 |
| Galiot Partners 1 LLC | $10.5M | 5 | Jul 15, 2026 |
Owners and control persons
Schedule A and B, latest filing
- John Silvestro Calabrese · Membercontrolsince 01/2002 · owns 10% to 25%
- Elliot George Hibbard · Chief Compliance Officercontrolsince 09/2010 · owns less than 5%
- Nmn Anastasios Parafestas · Managing Member And Ceocontrolsince 02/1995 · owns 75% or more
- Nmn Jean Qiu · Membercontrolsince 07/2005 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Jul 15, 2026private funds per $1B of RAUM of 13.5 against a peer median of 0.9 (58 comparable advisers, 100.0th percentile, 15.2 robust deviations)peers: independent wealth managers, $5B to $20B (58) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 485 to 490Jul 10, 2025 to Mar 31, 2026
- Advisory employees · 11 to 12Jul 10, 2025 to Mar 31, 2026
- HNW clients · 13 to 14Jul 10, 2025 to Mar 31, 2026
- Assets in custody · 7209741585.0 to unsetJul 10, 2025 to Mar 31, 2026
- Custody of client assets · true to falseJul 10, 2025 to Mar 31, 2026
- Employees · 33 to 29Jul 10, 2025 to Mar 31, 2026
- Private funds · 81 to 91Jul 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.7B to $6.5BJul 10, 2025 to Mar 31, 2026
- HNW RAUM · $5.5B to $5.3BJul 10, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $106M to $233MJul 10, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.2B to $1.4BJul 10, 2025 to Mar 31, 2026
- RAUM · $6.8B to $6.7BJul 10, 2025 to Mar 31, 2026
- Financial planning clients · 11-25 to 11-25Mar 31, 2025 to Jul 10, 2025
- Accounts · 476 to 485Jul 18, 2024 to Mar 31, 2025
- Advisory employees · 10 to 11Jul 18, 2024 to Mar 31, 2025
- HNW clients · 14 to 13Jul 18, 2024 to Mar 31, 2025
- Assets in custody · $6.2B to $7.2BJul 18, 2024 to Mar 31, 2025
- Employees · 29 to 33Jul 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $5.5B to $6.7BJul 18, 2024 to Mar 31, 2025
- HNW RAUM · $4.4B to $5.5BJul 18, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $123M to $106MJul 18, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.3B to $1.2BJul 18, 2024 to Mar 31, 2025
- RAUM · $5.7B to $6.8BJul 18, 2024 to Mar 31, 2025
- Accounts · 473 to 476Dec 14, 2023 to Mar 30, 2024
- Advisory employees · 12 to 10Dec 14, 2023 to Mar 30, 2024
- HNW clients · 13 to 14Dec 14, 2023 to Mar 30, 2024
- Pooled vehicle clients · 11 to 10Dec 14, 2023 to Mar 30, 2024
- Assets in custody · $7.2B to $6.2BDec 14, 2023 to Mar 30, 2024
- Employees · 28 to 29Dec 14, 2023 to Mar 30, 2024
- Private funds · 84 to 81Dec 14, 2023 to Mar 30, 2024
- Discretionary RAUM · $5.1B to $5.5BDec 14, 2023 to Mar 30, 2024
- HNW RAUM · $4.0B to $4.4BDec 14, 2023 to Mar 30, 2024
- Non-discretionary RAUM · $132M to $123MDec 14, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $1.2B to $1.3BDec 14, 2023 to Mar 30, 2024
- RAUM · $5.2B to $5.7BDec 14, 2023 to Mar 30, 2024
- Accounts · 498 to 473Jun 29, 2022 to Mar 29, 2023
- HNW clients · 14 to 13Jun 29, 2022 to Mar 29, 2023
- Assets in custody · $7.9B to $7.2BJun 29, 2022 to Mar 29, 2023
- Private funds · 81 to 84Jun 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $5.3B to $5.1BJun 29, 2022 to Mar 29, 2023
Signals
4 dated events
- Nmn Mary Ellen Malloy (Manager Of Aldersey Street Llc; Executive Officer) no longer on Schedule A of The Bollard Group Llc (listed 2019-07-09, absent 2020-03-23)Mar 23, 2020 · Control person left · inference
- Nmn Jean Qiu (Member) appeared on Schedule A of The Bollard Group LlcMar 23, 2020 · Control person joined · fact
- David Marc Poirier (Director) no longer on Schedule A of The Bollard Group Llc (listed 2018-07-17, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- Scott Michael Wheeler (Director) no longer on Schedule A of The Bollard Group Llc (listed 2018-07-17, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- The Bollard Group LLC · Independent Sponsorsshared crd · capital_provider
- The Bollard Group LLC · Private Equityshared crd · organization
- The Bollard Group LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 617-720-3490reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 617-720-5800reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- BOLLARD.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-720-5800reportedpublic record, Form ADV, Jul 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $6.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
The Bollard Group LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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