DFX Intelligence

R••••• L••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

R••••• L••••• F••••

Advisor at C••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	May 18, 2026	n/a	yes	Edmond, OK\|Bentonville, AR\|OMAHA, NE	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 2, 2018	Jun 3, 2026	no	BENTONVILLE, AR\|BENTONVILLE, AR\|PALATINE, IL\|SPRINGDALE, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••• L••	Jun 3, 2026	May 18, 2026	-16	Firm change	Ibd to ibd
A••••• W••••• M•••••••••	L•• F•••••••• L••	Mar 5, 2018	Mar 2, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:155344:AR:2026-06-03	Jun 3, 2026	May 18, 2026	SPRINGDALE, AR	Firm change

Relationships

Registered with (4)

→ C••• L••Registered adviserregistration: current employment
May 18, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 2, 2018 to Jun 3, 2026factForm ADV
→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 4, 2010 to Mar 5, 2018factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Order

Occurred
3 Jun 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 11, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.