RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• L••••• F••••
- C••• L•• BD affiliated currentsince May 18, 2026 · Edmond, Ok
- L•• F•••••••• L•• BD affiliatedMar 2, 2018 to Jun 3, 2026 · Bentonville, Ar
- A••••• W••••• M••••••••• independent RIAMar 4, 2010 to Mar 5, 2018 · Bentonville, Ar
- C•••• I••••••••• S••••••• C•••• formerOct 11, 2005 to Feb 9, 2010 · Dallas, Tx
- L•• F•••••••• L•• to C••• L••left Jun 3, 2026, registered May 18, 2026 (-16 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••• W••••• M••••••••• to L•• F•••••••• L••left Mar 5, 2018, registered Mar 2, 2018 (-3 days) · Other
- C•••• I••••••••• S••••••• C•••• to A••••• W••••• M•••••••••left Feb 9, 2010, registered Mar 4, 2010 (23 days) · Other
- R••••• L••••• F•••• left L•• F•••••••• L•• for C••• L•• (registered 2026-05-18)Jun 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address