DFX Intelligence

S•••• J•• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

S•••• J•• R••••••

Advisor at V••••••••• W••••• M••••••••• L••

LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:044811d8-cf2e-5cc7-2ff9-c83b1c3c563c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••••• W••••• M••••••••• L••	Independent wealth	Oct 26, 2009	n/a	yes	LAKE OSWEGO, OR	Current employment
K•• F•••••••• S•••••••• I••	Former SEC adviser	Aug 4, 2003	Nov 23, 2009	no	PORTLAND, OR\|LAKE OSWEGO, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F•••••••• S•••••••• I••	V••••••••• W••••• M••••••••• L••	Nov 23, 2009	Oct 26, 2009	-28	Firm change	Other
V••••••• I••••••••• A•••••••• I•••	K•• F•••••••• S•••••••• I••	May 23, 2003	Aug 4, 2003

Relationships

Registered with (3)

→ V••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 26, 2009 to presentfactForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Aug 4, 2003 to Nov 23, 2009factForm ADV
→ V••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 16, 2003 to May 23, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:044811d8-cf2e-5cc7-2ff9-c83b1c3c563c
First observed: Jan 16, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.