DFX Intelligence

V••••••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

V••••••••• W••••• M••••••••• L••

CRD 151425

LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:8e240360-c6fb-03a9-662b-73024360f064

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Mar 2, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.77 fund_share=0.22 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $283M••• Locked
Discretionary RAUM: $281M
Private client RAUM: $218Mderived••• Locked
Private client share: 77%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $70.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• J•• R••••••	n/a	LAKE OSWEGO, OR	16	31	2	no
M•••••• D•••• V••••	Certified Financial Planner	LAKE OSWEGO, OR	16	27

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O••••• C••••• J••	MANAGING MEMBER	C	yes	08/2009	Mar 30, 2012	Mar 20, 2024
R••••••• S••••• J••	MANAGING MEMBER	C	yes	09/2009	Mar 30, 2012	Mar 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
V••••••••• C••••••• L••	n/a	n/a	n/a	N	yes	n/a
V••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$283M	$260M	9.0%	$213M	10.0%	4	4	0	0

Relationships

Registered with (5)

← S•••• A•••• T•••••••••Advisorregistration: current employment
Apr 22, 2019 to presentfactForm ADV
← C•••• J•• O••••Advisorregistration: current employment
Oct 28, 2009 to presentfactForm ADV
← S•••• J•• R••••••Advisorregistration: current employment
Oct 26, 2009 to presentfactForm ADV
← M•••••• D•••• V••••

Dated events

Occurred
Mar 11, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e240360-c6fb-03a9-662b-73024360f064
First observed: Mar 30, 2012
Last observed: Mar 2, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.