DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•••••• F•••••••• P•••••••
El Paso, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•••••• F•••••••• P••••••• | State registered | Aug 30, 2024 | n/a | yes | El Paso, TX | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 13, 2019 | Aug 22, 2024 | no | EL PASO, TX|EL PASO, TX|CHULA VISTA, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | T•••••• F•••••••• P••••••• | Aug 22, 2024 | Aug 30, 2024 | 8 | Firm change | Ibd to state RIA |
| S••••••••• A•••••• A•••••••• I••• | L•• F•••••••• L•• | Dec 16, 2019 | Dec 13, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:6413:TX:2019-12-16 | Dec 16, 2019 | Dec 13, 2019 | EL PASO, TX | Firm change |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Mar 3, 2017 | Dec 16, 2019 | no | EL PASO, TX | Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Jun 16, 2015 | Mar 6, 2017 | no | EL PASO, TX | Previous registration |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Feb 2, 2012 | Jun 22, 2015 | no | EL PASO, TX | Previous registration |
| -3 |
| Firm change |
| Ibd to ibd |
| C••••• A•••••• N••••••• L•• | S••••••••• A•••••• A•••••••• I••• | Mar 6, 2017 | Mar 3, 2017 | -3 | Firm change | Other |
| P•••••••• S••••••••• I••• | C••••• A•••••• N••••••• L•• | Jun 22, 2015 | Jun 16, 2015 | -6 | Firm change | Other |