DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• P•••••• L••••

T•••••• F•••••••• P•••••••state registeredEl Paso, TxIA-onlyIAPD 5783350

Feed of 09/14/2026

Also filed as J••••••• P•••••• L••••

At current firm

2 y

since Aug 30, 2024

In the industry

16 y

since Jul 3, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•••••• F•••••••• P••••••• state registered current
since Aug 30, 2024 · El Paso, Tx
L•• F•••••••• L•• BD affiliated
Dec 13, 2019 to Aug 22, 2024 · El Paso, Tx
S••••••••• A•••••• A•••••••• I••• former
Mar 3, 2017 to Dec 16, 2019 · El Paso, Tx
C••••• A•••••• N••••••• L•• former
Jun 16, 2015 to Mar 6, 2017 · El Paso, Tx
P•••••••• S••••••••• I••• BD affiliated
Feb 2, 2012 to Jun 22, 2015 · El Paso, Tx

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to T•••••• F•••••••• P•••••••
left Aug 22, 2024, registered Aug 30, 2024 (8 days) · Affiliated broker-dealer or bank to a state-registered adviser
S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
left Dec 16, 2019, registered Dec 13, 2019 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• A•••••• N••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Mar 6, 2017, registered Mar 3, 2017 (-3 days) · Other
P•••••••• S••••••••• I••• to C••••• A•••••• N••••••• L••
left Jun 22, 2015, registered Jun 16, 2015 (-6 days) · Other

Signals

J••••••• P•••••• L•••• left L•• F•••••••• L•• for T•••••• F•••••••• P••••••• (registered 2024-08-30)
Aug 22, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address