DFX Intelligence

T••••• L••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

T••••• L••••••• M•••••

Advisor at S••••••• I••••••••• A•••••••

CHICAGO, IL | Costa Mesa, CA

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Search this name across graphsid dfx:ria:0453111c-4694-2a49-5202-b57401d78fa6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 15, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••	Mixed wealth	Sep 10, 2025	n/a	yes	Costa Mesa, CA\|CHICAGO, IL	Current employment
V••••• A•••• M•••••••••	Independent wealth	Jul 15, 2024	Sep 10, 2025	no	FOUNTAIN VALLEY, CA\|DURHAM, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• A•••• M•••••••••	S••••••• I••••••••• A•••••••	Sep 10, 2025	Sep 10, 2025	0	Firm change	RIA to RIA

Relationships

Registered with (2)

→ S••••••• I••••••••• A•••••••Registered adviserregistration: current employment
Sep 10, 2025 to presentfactForm ADV
→ V••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jul 15, 2024 to Sep 10, 2025factForm ADV

Dated events

Occurred
Sep 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0453111c-4694-2a49-5202-b57401d78fa6
First observed: Jul 15, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.