DFX Intelligence

V••••• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

V••••• A•••• M•••••••••

V••••• A•••• M•••••••••, INC., CRD 158667

D•••••, NC

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Search this name across graphsid dfx:ria:eed630bb-d8cc-8565-8c4c-f37941a65d0e

Data as of Jun 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 134
Dated events: 40
On other graphs: 1
Observed: Nov 28, 2011 to Jun 5, 2026
81 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

V••••• A•••• M•••••••••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.73 fund_share=0.24 institutional_share=0.03 related_bd=true related_bank=false bd_reps=26.0
Regulatory AUM: $1.2B••• Locked
Discretionary RAUM: $1.2B
Private client RAUM: $846Mderived••• Locked
Private client share: 73%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 53
RAUM per advisor: $21.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• M•••••••• T•••••••••	Chartered Financial Analyst	D•••••, NC	15	20	3	no
G••••• T••••• W••••••	n/a	D•••••, NC	15	43

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
V••••••• L••	Real Estate Fund	$90,595	Sep 9, 2015	33	Jan 26, 2012	dropped	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• S•••• J•••••••	VICE PRESIDENT / DIRECTOR OF ADVISOR SERVICES	Na	yes	09/1996	Jun 5, 2026	Jun 5, 2026
M•••••• J•••• A•••	VICE PRESIDENT	Na	yes	07/1996	Jun 5, 2026	Jun 5, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••••• I• H•••••••••	n/a	n/a	n/a	N	no	n/a
G••••••• R• S•••••••	n/a	n/a	n/a	N	no	n/a
J••• C• R•••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Oakdale	CA	United States	5	yes
Ronkonkoma	NY	United States	4	yes
Tallahassee	FL	United States	3	no
Wilmington	Nc	United States	2	yes
Blacksburg	Va	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	3	-1	5.7%	0	1	0	6	8

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.0B	10.9%	$783M	13.8%	77	67	10	11

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E•••••••• M••• A•••• M••••••••• L••	2	Nov 30, 2022	Sep 14, 2022	GILBERT, AZ	Team lift out	RIA to new firm	3.1%
E•••••••• M••• A•••• M••••••••• L••	3	Nov 30, 2022

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E•••••••• M••• L••	2	Nov 16, 2017	Nov 17, 2017	OAKDALE, CA	Team lift out	Other	66.7%

Relationships

showing 80 of 134

Registered with (70)

← J•••• P••• G••••••••Advisorregistration: current employment
Jun 5, 2026 to presentfactForm ADV
← J•••• B•••• M••••••••Advisorregistration: current employment
Jun 2, 2026 to presentfactForm ADV
← J•••• L•••• B•••••••Advisorregistration: current employment
May 27, 2026 to presentfactForm ADV
← D•••••• L••• M••••••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 5, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred
Jun 5, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eed630bb-d8cc-8565-8c4c-f37941a65d0e
First observed: Nov 28, 2011
Last observed: Jun 5, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.