DFX Intelligence

S••••• B•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst13 years in industry

S••••• B•••••• C••••

Advisor at P••• S•••• A•••• M••••••••• L••

BEVERLY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:04582c00-ba42-4d23-c7f9-fa43a513d50a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• S•••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• S•••• A•••• M••••••••• L••	Independent wealth	May 11, 2026	n/a	yes	BEVERLY, MA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	Sep 3, 2025	no	NEW YORK, NY\|PITTSFORD, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	P••• S•••• A•••• M••••••••• L••	Sep 3, 2025	May 11, 2026	250	Firm change	Ibd to RIA
S••••••••• A•••••• A•••••••• I•••	O•••• W•••••• I•••	Jun 14, 2024	Jun 14, 2024

Relationships

Registered with (4)

→ P••• S•••• A•••• M••••••••• L••Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to Sep 3, 2025factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 14, 2023 to Jun 14, 2024factForm ADV
→ S•••••••• S•••••••••

Dated events

Occurred
Sep 3, 2025
Advisor changed firm
S••••• B•••••• C•••• left O•••• W•••••• I••• for P••• S•••• A•••• M••••••••• L•• (registered 2026-05-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04582c00-ba42-4d23-c7f9-fa43a513d50a
First observed: Aug 31, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.