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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 1b 10b

SANTANDER SECURITIES

SANTANDER SECURITIES LLC, CRD 41791

BOSTON, MA

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Search this name across graphsid dfx:ria:9b0e3e8e-9ee7-e510-b33e-614de88def8f

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 701
Dated events: 40
On other graphs: 0
Observed: Nov 28, 2011 to Sep 17, 2026
109 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=376.0
Regulatory AUM: $3.1BItem 5.F on the latest filing (2026-09-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.1B
Private client RAUM: $2.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 159
RAUM per advisor: $19.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 449
Advisory employees: 108
Offices: 417Schedule D 1.F, beyond the principal office
Accounts: 11,152
Individual clients: 10,832
High net worth clients: 0
SEC number: 801-56796
CRD: 41791
Filings on the tape: 109
First filed: Nov 28, 2011
Latest filed: Sep 17, 2026
Organised: Limited Liability Company, DE
Website: santanderbank.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 158

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Robert Andrew Desalvo	n/a	Conshohocken, PA \| MANALAPAN, NJ \| Howell, NJ \| West Long Branch, NJ \| Aberdeen, NJ	14	38	6	yes
Kevin Michael Kazlauskas	n/a	Avon, CT \| West Hartford, CT \| Bristol, CT \| Boston, MA \| SOUTHINGTON, CT	14	33	2	yes
Amul G Sant	n/a	Manalapan, NJ \| Conshohocken, PA	14	23	5	yes
Alla Cootey	n/a	WINDHAM, NH \| Pelham, NH \| Salem, NH	14	24	1	yes
Ronald Powers DeFeo	n/a	Abington, MA \| Salem, NH	13	39	3	yes
Scott I Liston	n/a	NEWTON, MA \| Salem, NH \| Newtonville, MA \| Wollaston, MA \| BOSTON, MA \| Boston, MA \| Roxbury, MA \| Brighton, MA \| Needham, MA	13	20	1	yes
Kenneth Ko	n/a	Brookline, MA \| Salem, NH	13	18	2	yes
Silverio Manuel Valente Boleto	n/a	Salem, NH \| Cambridge, MA \| Lynn, MA \| Revere, MA \| Somerville, MA \| East Boston, MA \| EVERETT, MA \| Boston, MA \| Chelsea, MA	13	15	2	yes
Wendy Jane Laranjo	n/a	Wakefield, RI \| Boston, MA	13	29	3	yes
Michael G Dooley	n/a	Swampscott, MA \| Gloucester, MA \| Beverly, MA \| Manchester, MA \| Salem, NH \| Saugus, MA	13	18	3	yes
John Richard Acevedo	n/a	Scotch Plains, NJ \| Palisades Park, NJ \| Jersey City, NJ \| Secaucus, NJ	13	24	3	yes
Carl Anthony Frank Libert	n/a	Hopatcong, NJ \| Boonton, NJ \| Scotch Plains, NJ \| Rockaway, NJ \| DENVILLE, NJ	12	17	n/a	yes
Farah Abbas Mirza	n/a	DENVILLE, NJ \| Scotch Plains, NJ	12	23	4	yes
Edward C Grampp	n/a	Red Bank, NJ \| Conshohocken, PA \| Hazlet, NJ \| Neptune, NJ \| Manchester, NJ \| LAKEWOOD, NJ \| Brick, NJ \| TOMS RIVER, NJ \| Wall, NJ	12	18	n/a	yes
Scott Michael Johnson	n/a	Milford, MA \| Shrewsbury, MA \| Auburn, MA \| Boston, MA \| SHREWSBURY, MA	12	28	2	yes
Paul Henry Melanson	n/a	READING, MA \| Belmont, MA \| Winchester, MA \| Salem, NH \| Wakefield, MA \| Melrose, MA	12	40	3	yes
Thomas J Morelli	n/a	Ocean, NJ \| Conshohocken, PA \| MARLBORO, NJ \| JACKSON, NJ \| Manalapan, NJ \| MONROE TOWNSHIP, NJ \| Woodbridge, NJ \| Middletown, NJ	12	20	3	yes
Walter Rocco Kukowski	n/a	Ocean, NJ \| MONROE TOWNSHIP, NJ \| Manalapan, NJ \| Conshohocken, PA \| Woodbridge, NJ \| Middletown, NJ \| JACKSON, NJ \| MARLBORO, NJ	12	32	4	yes
John George Dutkowski Canto	n/a	Scotch Plains, NJ \| Miami, FL	12	24	n/a	yes
Matthew Peter Smith	Certified Financial Planner	Boston, MA \| Palmer, MA	12	27	4	yes
Kelly M Cooper	n/a	NEW BEDFORD, MA \| South Yarmouth, MA \| MASHPEE, MA \| New Bedford, MA \| Fairhaven, MA \| Falmouth, MA \| South Sandwich, MA \| Orleans, MA \| East Wareham, MA \| Salem, NH \| Edgartown, MA \| Hyannis, MA	12	21	1	yes
Nathaniel W Lovell	Chartered Financial Analyst	Boston, MA	12	25	1	yes
Andrew Joseph Bernal	n/a	JACKSON, NJ \| Ocean, NJ \| MONROE TOWNSHIP, NJ \| MARLBORO, NJ \| Conshohocken, PA \| Woodbridge, NJ \| Middletown, NJ \| Manalapan, NJ	12	14	n/a	yes
Luis Javier Bermudez Valdes	n/a	Scotch Plains, NJ \| Miami, FL	11	12	n/a	yes
Michael William Tuomala	n/a	Whitinsville, MA \| Worcester, MA \| Boston, MA \| Webster, MA \| West Boylston, MA	11	17	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARTER, LAWRENCE ANDREW	CHIEF COMPLIANCE OFFICER	Na	yes	01/2013	Feb 20, 2013	Sep 9, 2024
CYLC, JOHN ALLAN II	NATIONAL BUSINESS DIRECTOR	Na	yes	04/2021	May 7, 2021	Sep 9, 2024
NEAFSEY, ALYSON VILLANO	Director	Na	yes	12/2021	Dec 1, 2021	Sep 9, 2024
SANTANDER CAPITAL HOLDINGS, LLC	DIRECT OWNER	E	yes	12/2023	Jan 4, 2024	Sep 9, 2024
SANTANDER HOLDINGS USA, INC.	INDIRECT OWNER	E	yes	12/2023	Jul 28, 2016	Sep 9, 2024
SNYDER, JONATHAN ANDREW	CHIEF FINANCIAL AND OPERATING OFFICER	Na	yes	09/2016	Oct 4, 2016	Sep 9, 2024
VANNAH, JAMES DOUGLASS	CHIEF LEGAL OFFICER & SECRETARY	Na	yes	12/2016	Jan 5, 2017	Sep 9, 2024
WATSON, JONATHAN EDWARD	Director	Na	yes	08/2022	Sep 23, 2022	Sep 9, 2024
WEINER, JEFFREY STEPHEN	PRESIDENT & CEO	Na	yes	11/2019	Nov 21, 2019	Sep 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BANCO SANTANDER INTERNATIONAL	n/a	n/a	n/a	N	yes	n/a
SANTANDER BANK N.A. (FORMERLY SOVEREIGN BANK N.A.)	n/a	n/a	n/a	N	yes	n/a
SANTANDER HOLDINGS USA INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Miami	FL	United States	1	yes
Miami	FL	United States	1	yes
Abington	Ma	United States	1	yes
Boston	Ma	United States	1	yes
Boston	Ma	United States	1	yes
Boston	Ma	United States	1	yes
Swansea	Ma	United States	1	yes
Wilmington	Ma	United States	1	yes
Wollaston	Ma	United States	1	yes
Windham	Nh	United States	1	yes
CHERRY HILL	Nj	United States	1	yes
FLORHAM PARK	Nj	United States	1	yes
Lakewood	Nj	United States	1	yes
Lakewood	Nj	United States	1	yes
Manalapan	Nj	United States	1	yes
Manalapan	Nj	United States	1	yes
Marlboro	Nj	United States	1	yes
Middletown	Nj	United States	1	yes
MONROE TOWNSHIP	Nj	United States	1	yes
Ocean	Nj	United States	1	yes
Union	Nj	United States	1	yes
Union	Nj	United States	1	yes
GREAT NECK	NY	United States	1	yes
STATEN ISLAND	NY	United States	1	yes
Conshohocken	Pa	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 18

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 17, 2026	$3.1B	$3.1B	449	108	417	n/a	n/a
2024	Mar 26, 2025	$2.6B	$2.6B	440	103	417	n/a	n/a
2023	Mar 28, 2024	$2.1B	$2.1B	478	103	417	n/a	n/a
2022	Mar 30, 2023	$1.8B	$1.8B	530	122	478	n/a	n/a
2021	Mar 2, 2022	$2.2B	$2.2B	599	128	641	n/a	n/a
2020	Mar 29, 2021	$1.7B	$0	767	147	641	n/a	n/a
2019	Mar 30, 2020	$1.4B	$0	1,087	211	641	n/a	n/a
2018	Mar 29, 2019	$1.0B	$0	1,087	211	641	n/a	n/a
2017	Mar 30, 2018	$897M	$0	1,021	180	641	n/a	n/a
2016	Mar 31, 2017	$610M	$0	725	160	n/a	n/a	n/a
2015	Mar 30, 2016	$556M	$0	844	217	n/a	n/a	n/a
2014	Mar 30, 2015	$448M	$0	805	234	n/a	n/a	n/a
2013	Mar 19, 2014	$196M	$0	906	246	n/a	n/a	n/a
2012	Feb 20, 2013	$143M	$0	939	184	n/a	n/a	n/a
2011	Mar 30, 2012	$96.6M	$96.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
10	19	-9	11.9%	3	3	0	38	54

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.1B	$2.6B	23.0%	$1.8B	19.3%	449	440	417	417

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CITIZENS SECURITIES, INC.	2	Jun 29, 2026	Jul 21, 2026	LEXINGTON, MA	Team lift out	Ibd to ibd	1.3%
WELLS FARGO ADVISORS	2	Oct 13, 2023	Sep 29, 2023	CHERRY HILL, NJ	Team lift out	Ibd to wirehouse	1.3%
OSAIC WEALTH, INC.	2	Sep 5, 2023	Oct 4, 2023	HEMPSTEAD, NY	Team lift out	Ibd to ibd	1.3%
CITIGROUP GLOBAL MARKETS INC.	2	Aug 3, 2022	Aug 4, 2022	ELIZABETH, NJ	Team lift out	Ibd to ibd	1.2%
CITIZENS SECURITIES, INC.	2	Apr 8, 2022	May 20, 2022	POTTSVILLE, PA	Team lift out	Ibd to ibd	1.2%
TRUIST ADVISORY SERVICES, INC.	2	Jan 4, 2021	Jan 5, 2021	DRESHER, PA	Team lift out	Ibd to ibd	1.1%
CITIZENS SECURITIES, INC.	2	Aug 28, 2020	Jan 8, 2021	BOSTON, MA	Team lift out	Ibd to ibd	0.9%
CITIZENS SECURITIES, INC.	2	Aug 28, 2020	Jan 7, 2021	VILLANOVA, PA	Team lift out	Ibd to ibd	0.9%
WOODBURY FINANCIAL SERVICES, INC.	2	Aug 28, 2020	Nov 9, 2020	LONG ISLAND CITY, NY	Team lift out	Ibd to ibd	0.9%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Aug 28, 2020	Dec 22, 2020	SOMERVILLE, NJ	Team lift out	Ibd to wirehouse	0.9%
OSAIC INSTITUTIONS, INC.	2	Sep 6, 2019	Sep 9, 2019	BEECH CREEK, PA	Team lift out	Ibd to ibd	0.9%
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.	2	Feb 12, 2018	Feb 27, 2018	SANTURCE, PR	Team lift out	Other	1.1%
CETERA INVESTMENT ADVISERS LLC	2	Jan 23, 2018	Feb 6, 2018	JERSEY CITY, NJ	Team lift out	Other	1.1%
KEY INVESTMENT SERVICES LLC	2	Aug 22, 2017	Sep 5, 2017	READING, PA	Team lift out	Other	1.1%
LPL FINANCIAL LLC	2	Jun 1, 2017	Jun 5, 2017	PHILADELPHIA, PA	Team lift out	Other	1.2%
PINNACLE PRIVATE WEALTH, LLC	3	Dec 21, 2016	Dec 15, 2016	WORCESTER, MA	Team lift out	Other	1.9%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Dec 8, 2016	Dec 12, 2016	GUAYNABO, PR	Team lift out	Other	1.3%
CITIZENS SECURITIES, INC.	2	Jun 3, 2016	Jun 13, 2016	FRAMINGHAM, MA	Team lift out	Other	1.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CITIZENS SECURITIES, INC.	2	Dec 31, 2020	Jan 3, 2023	WOBURN, MA	Team lift out	Ibd to ibd	0.4%
VOYA FINANCIAL ADVISORS, INC.	3	Apr 3, 2019	Oct 2, 2019	BRAINTREE, MA	Team lift out	Ibd to ibd	0.2%
CITIZENS SECURITIES, INC.	2	Dec 7, 2018	Dec 24, 2018	GLENSIDE, PA	Team lift out	Ibd to ibd	0.4%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	May 22, 2018	May 18, 2018	BROOKLYN, NY	Team lift out	Wirehouse to ibd	0.0%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	May 18, 2018	Jun 18, 2018	BURLINGTON, MA	Team lift out	Wirehouse to ibd	0.0%
PNC WEALTH MANAGEMENT	3	Feb 23, 2017	Mar 7, 2017	WILLOW STREET, PA	Team lift out	Other	0.3%
INVEST FINANCIAL CORPORATION	2	Dec 28, 2015	Jan 21, 2016	FORT LEE, NJ	Team lift out	Other	0.3%
CITIZENS SECURITIES, INC.	2	Sep 10, 2015	Nov 5, 2015	N PROVIDENCE, RI	Team lift out	Other	0.7%
HSBC SECURITIES (USA) INC.	3	Aug 31, 2015	Oct 3, 2016	BROOKLYN, NY	Team lift out	Other	0.9%

Relationships

showing 80 of 701

Registered with (79)

← Matthew SysynAdvisorregistration: current employment
Aug 4, 2026 to presentfactForm ADV
← Kevin Louis AlbanoAdvisorregistration: current employment
Jul 9, 2026 to presentfactForm ADV
← Colin MarchAdvisorregistration: current employment
Jul 9, 2026 to presentfactForm ADV
← Naim CukovicAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Shuxin WuAdvisorregistration: current employment
Jun 22, 2026 to presentfactForm ADV
← Justin CalderonAdvisorregistration: current employment
Jun 9, 2026 to presentfactForm ADV
← Naima BensassiAdvisorregistration: current employment
Apr 23, 2026 to presentfactForm ADV
← Hamit MerlikaAdvisorregistration: current employment
Apr 23, 2026 to presentfactForm ADV
← Gyssel Materon ArboledaAdvisorregistration: current employment
Apr 9, 2026 to presentfactForm ADV
← James M ToddAdvisorregistration: current employment
Apr 1, 2026 to presentfactForm ADV
← Tisha N EvansAdvisorregistration: current employment
Mar 31, 2026 to presentfactForm ADV
← Brian R DuarteAdvisorregistration: current employment
Mar 26, 2026 to presentfactForm ADV
← Masar JashanicaAdvisorregistration: current employment
Mar 18, 2026 to presentfactForm ADV
← Jonathan OcampoAdvisorregistration: current employment
Mar 17, 2026 to presentfactForm ADV
← Gregory BroganAdvisorregistration: current employment
Mar 16, 2026 to presentfactForm ADV
← Dylan CinardoAdvisorregistration: current employment
Mar 6, 2026 to presentfactForm ADV
← Ryan BatalhaAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← Gustavo Soares Zuquim NunesAdvisorregistration: current employment
Jan 16, 2026 to presentfactForm ADV
← Daniel BermissAdvisorregistration: current employment
Nov 25, 2025 to presentfactForm ADV
← Tamara Dayangami WickramasingheAdvisorregistration: current employment
Nov 24, 2025 to presentfactForm ADV
← Muhammad Umar SheikhAdvisorregistration: current employment
Oct 27, 2025 to presentfactForm ADV
← Ernest LubonjaAdvisorregistration: current employment
Oct 27, 2025 to presentfactForm ADV
← Santiago FrancoAdvisorregistration: current employment
Sep 16, 2025 to presentfactForm ADV
← Sofocles TsimogianisAdvisorregistration: current employment
Sep 2, 2025 to presentfactForm ADV
← Nicholas RizzieriAdvisorregistration: current employment
Jul 23, 2025 to presentfactForm ADV
← Carlton Drew ColemanAdvisorregistration: current employment
Jul 18, 2025 to presentfactForm ADV
← Connor MahoneyAdvisorregistration: current employment
Apr 10, 2025 to presentfactForm ADV
← Connor Charles MarchAdvisorregistration: current employment
Mar 13, 2025 to presentfactForm ADV
← Joseph John BrautAdvisorregistration: current employment
Feb 25, 2025 to presentfactForm ADV
← Waheed Abisoye GbadamosiAdvisorregistration: current employment
Feb 25, 2025 to presentfactForm ADV
and 49 more

Affiliated with (1)

← SANTANDER ASSET MANAGEMENTRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
Harris D Greene left Santander Securities for Cetera Investment Advisers Llc (registered 2026-07-06)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2026
Team lift-out
2 advisors left Santander Securities (Boston, MA) for Citizens Securities, Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jun 29, 2026
Advisor changed firm
Luis Angel Arias left Santander Securities for Citizens Securities, Inc. (registered 2026-07-01)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2026
Advisor changed firm
Silvi Sinoimeri left Santander Securities for Citizens Securities, Inc. (registered 2026-07-21)
Form ADVobserved 4 days ago
Occurred
Apr 28, 2026
Advisor changed firm
Dennis Alicea left Santander Securities for Pnc Wealth Management (registered 2026-06-11)
Form ADVobserved 4 days ago
Occurred
Apr 8, 2026
Advisor changed firm
Eric Joseph Foley left Santander Securities for Citizens Securities, Inc. (registered 2026-04-13)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2026
Advisor changed firm
Steven Auger left Santander Securities for J.P. Morgan Securities Llc (registered 2026-03-24)
Form ADVobserved 4 days ago
Occurred
Mar 16, 2026
Advisor changed firm
Tyler Freeman left Santander Securities for Lpl Financial Llc (registered 2026-03-18)
Form ADVobserved 4 days ago
Occurred
Mar 10, 2026
Advisor changed firm
Dexter Francis De La Rosa left Santander Securities for Vanguard Advisers, Inc. (registered 2026-04-21)
Form ADVobserved 4 days ago
Occurred
Mar 9, 2026
Advisor changed firm
Surya Karen Sapra left Santander Securities for Ameriprise Financial Services, Llc (registered 2026-03-08)
Form ADVobserved 4 days ago
Occurred
Mar 9, 2026
Advisor changed firm
Mitchell Phillip Jones left Santander Securities for Ameriprise Financial Services, Llc (registered 2026-03-10)
Form ADVobserved 4 days ago
Occurred
Mar 4, 2026
Advisor changed firm
Keith Paul Mayer left Santander Securities for Empower Advisory Group, Llc (registered 2026-06-24)
Form ADVobserved 4 days ago
Occurred
Feb 26, 2026
Advisor changed firm
Joseph Anthony Talty left Santander Securities for Lpl Financial Llc (registered 2026-02-25)
Form ADVobserved 4 days ago
Occurred
Feb 9, 2026
Advisor changed firm
Alvin R Lopez left Santander Securities for Citigroup Global Markets Inc. (registered 2026-02-11)
Form ADVobserved 4 days ago
Occurred
Jan 9, 2026
Advisor changed firm
Chris Jon Livingston left Santander Securities for Osaic Wealth, Inc. (registered 2026-01-08)
Form ADVobserved 4 days ago
Occurred
Dec 23, 2025
Advisor changed firm
Delano Macordova Jarrett left Santander Securities for Citigroup Global Markets Inc. (registered 2025-12-22)
Form ADVobserved 4 days ago
Occurred
Dec 3, 2025
Advisor changed firm
Antoine S Rojo left Santander Securities for Efg Private Wealth Management (Americas) Corp. (registered 2025-12-11)
Form ADVobserved 4 days ago
Occurred
Nov 6, 2025
Advisor changed firm
Nathan Kistler left Santander Securities for Lpl Financial Llc (registered 2025-11-07)
Form ADVobserved 4 days ago
Occurred
Sep 26, 2025
Advisor changed firm
Chris Talpas left Santander Securities for Lpl Financial Llc (registered 2025-09-29)
Form ADVobserved 4 days ago
Occurred
Sep 23, 2025
Advisor changed firm
Stephanie Chaplinski-Kane left Santander Securities for Wells Fargo Advisors (registered 2025-09-22)
Form ADVobserved 4 days ago
Occurred
Sep 15, 2025
Advisor changed firm
Jamie Degiso left Santander Securities for Td Private Client Wealth Llc (registered 2025-10-01)
Form ADVobserved 4 days ago
Occurred
Sep 15, 2025
Advisor changed firm
Julie Wong Sumitomo left Santander Securities for Td Private Client Wealth Llc (registered 2025-09-26)
Form ADVobserved 4 days ago
Occurred
Apr 22, 2025
Advisor changed firm
Vincent James Sica left Santander Securities for State Farm Investment Management Corp. (registered 2025-07-29)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2025
Advisor changed firm
John Andrew Mcloughlin left Santander Securities for Osaic Institutions, Inc. (registered 2025-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 17, 2025
Advisor changed firm
Efrain Torres left Santander Securities for Advice And Planning Services (registered 2025-03-19)
Form ADVobserved 4 days ago
Occurred
Jan 24, 2025
Advisor changed firm
Richard Edmund Longueil left Santander Securities for Citizens Securities, Inc. (registered 2025-01-24)
Form ADVobserved 4 days ago
Occurred
Dec 10, 2024
Advisor changed firm
Inga Yengoyan left Santander Securities for Charles Schwab & Co., Inc. (registered 2025-01-08)
Form ADVobserved 4 days ago
Occurred
Nov 20, 2024
Advisor changed firm
Julie Makrigianis left Santander Securities for Citigroup Global Markets Inc. (registered 2025-01-06)
Form ADVobserved 4 days ago
Occurred
Nov 11, 2024
Advisor changed firm
Patrick Lospennato left Santander Securities for Morgan Stanley (registered 2026-05-26)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2024
Advisor changed firm
Daniel Joseph Norton left Santander Securities for Citizens Securities, Inc. (registered 2024-11-04)
Form ADVobserved 4 days ago
Occurred
Oct 28, 2024
Advisor changed firm
Paul Correia left Santander Securities for First Command Advisory Services (registered 2025-04-02)
Form ADVobserved 4 days ago
Occurred
Oct 28, 2024
Advisor changed firm
Paula Victoria Garver left Santander Securities for Wells Fargo Advisors (registered 2024-12-02)
Form ADVobserved 4 days ago
Occurred
Oct 28, 2024
Advisor changed firm
Jose Gautier left Santander Securities for Td Private Client Wealth Llc (registered 2025-01-14)
Form ADVobserved 4 days ago
Occurred
Oct 28, 2024
Advisor changed firm
Brandise Dennis left Santander Securities for Morgan Stanley (registered 2024-12-12)
Form ADVobserved 4 days ago
Occurred
Oct 28, 2024
Advisor changed firm
Alexander Gerhard Forster left Santander Securities for Cuso Financial Services, L.P. (registered 2025-03-18)
Form ADVobserved 4 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Andrew Morris left Santander Securities for Pnc Wealth Management (registered 2024-08-12)
Form ADVobserved 4 days ago
Occurred
Jul 22, 2024
Advisor changed firm
Ralph Lichaa left Santander Securities for J.P. Morgan Securities Llc (registered 2024-07-23)
Form ADVobserved 4 days ago
Occurred
Jun 4, 2024
Advisor changed firm
Hardy Tey left Santander Securities for Equitable Advisors, Llc (registered 2026-03-20)
Form ADVobserved 4 days ago
Occurred
May 28, 2024
Advisor changed firm
Paul Silva left Santander Securities for Citizens Securities, Inc. (registered 2024-06-25)
Form ADVobserved 4 days ago
Occurred
May 13, 2024
Advisor changed firm
Prescilla Ting-Murphy left Santander Securities for Citizens Securities, Inc. (registered 2024-10-21)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b0e3e8e-9ee7-e510-b33e-614de88def8f
First observed: Nov 28, 2011
Last observed: Sep 17, 2026 2 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SANTANDER SECURITIES

SANTANDER SECURITIES LLC, CRD 41791

BOSTON, MA

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Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Robert Andrew Desalvo

n/a

Conshohocken, PA | MANALAPAN, NJ | Howell, NJ | West Long Branch, NJ | Aberdeen, NJ

yes

Kevin Michael Kazlauskas

n/a

Avon, CT | West Hartford, CT | Bristol, CT | Boston, MA | SOUTHINGTON, CT

yes

Amul G Sant

n/a

Manalapan, NJ | Conshohocken, PA

yes

Alla Cootey

n/a

WINDHAM, NH | Pelham, NH | Salem, NH

yes

Ronald Powers DeFeo

n/a

Abington, MA | Salem, NH

yes

Scott I Liston

n/a

yes

Kenneth Ko

n/a

Brookline, MA | Salem, NH

yes

Silverio Manuel Valente Boleto

n/a

yes

Wendy Jane Laranjo

n/a

Wakefield, RI | Boston, MA

yes

Michael G Dooley

n/a

yes

John Richard Acevedo

n/a

Scotch Plains, NJ | Palisades Park, NJ | Jersey City, NJ | Secaucus, NJ

yes

Carl Anthony Frank Libert

n/a

Hopatcong, NJ | Boonton, NJ | Scotch Plains, NJ | Rockaway, NJ | DENVILLE, NJ

n/a

yes

Farah Abbas Mirza

n/a

DENVILLE, NJ | Scotch Plains, NJ

yes

Edward C Grampp

n/a

n/a

yes

Scott Michael Johnson

n/a

Milford, MA | Shrewsbury, MA | Auburn, MA | Boston, MA | SHREWSBURY, MA

yes

Paul Henry Melanson

n/a

yes

Thomas J Morelli

n/a

yes

Walter Rocco Kukowski

n/a

yes

John George Dutkowski Canto

n/a

Scotch Plains, NJ | Miami, FL

n/a

yes

Matthew Peter Smith

Certified Financial Planner

Boston, MA | Palmer, MA

yes

Kelly M Cooper

n/a

yes

Nathaniel W Lovell

Chartered Financial Analyst

Boston, MA

yes

Andrew Joseph Bernal

n/a

n/a

yes

Luis Javier Bermudez Valdes

n/a

Scotch Plains, NJ | Miami, FL

n/a

yes

Michael William Tuomala

n/a

Whitinsville, MA | Worcester, MA | Boston, MA | Webster, MA | West Boylston, MA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARTER, LAWRENCE ANDREW

CHIEF COMPLIANCE OFFICER

yes

01/2013

Feb 20, 2013

Sep 9, 2024

CYLC, JOHN ALLAN II

NATIONAL BUSINESS DIRECTOR

yes

04/2021

May 7, 2021

Sep 9, 2024

NEAFSEY, ALYSON VILLANO

Director

yes

12/2021

Dec 1, 2021

Sep 9, 2024

SANTANDER CAPITAL HOLDINGS, LLC

DIRECT OWNER

yes

12/2023

Jan 4, 2024

Sep 9, 2024

SANTANDER HOLDINGS USA, INC.

INDIRECT OWNER

yes

12/2023

Jul 28, 2016

Sep 9, 2024

SNYDER, JONATHAN ANDREW

CHIEF FINANCIAL AND OPERATING OFFICER

yes

09/2016

Oct 4, 2016

Sep 9, 2024

VANNAH, JAMES DOUGLASS

CHIEF LEGAL OFFICER & SECRETARY

yes

12/2016

Jan 5, 2017

Sep 9, 2024

WATSON, JONATHAN EDWARD

Director

yes

08/2022

Sep 23, 2022

Sep 9, 2024

WEINER, JEFFREY STEPHEN

PRESIDENT & CEO

yes

11/2019

Nov 21, 2019

Sep 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BANCO SANTANDER INTERNATIONAL

n/a

yes

n/a

SANTANDER BANK N.A. (FORMERLY SOVEREIGN BANK N.A.)

n/a

yes

n/a

SANTANDER HOLDINGS USA INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Miami

United States

yes

Miami

United States

yes

Abington

United States

yes

Boston

United States

yes

Boston

United States

yes

Boston

United States

yes

Swansea

United States

yes

Wilmington

United States

yes

Wollaston

United States

yes

Windham

United States

yes

CHERRY HILL

United States

yes

FLORHAM PARK

United States

yes

Lakewood

United States

yes

Lakewood

United States

yes

Manalapan

United States

yes

Manalapan

United States

yes

Marlboro

United States

yes

Middletown

United States

yes

MONROE TOWNSHIP

United States

yes

Ocean

United States

yes

Union

United States

yes

Union

United States

yes

GREAT NECK

United States

yes

STATEN ISLAND

United States

yes

Conshohocken

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 17, 2026

$3.1B

449

108

417

n/a

2024

Mar 26, 2025

$2.6B

440

103

417

n/a

2023

Mar 28, 2024

$2.1B

478

103

417

n/a

2022

Mar 30, 2023

$1.8B

530

122

478

n/a

2021

Mar 2, 2022

$2.2B

599

128

641

n/a

2020

Mar 29, 2021

$1.7B

767

147

641

n/a

2019

Mar 30, 2020

$1.4B

1,087

211

641

n/a

2018

Mar 29, 2019

$1.0B

1,087

211

641

n/a

2017

Mar 30, 2018

$897M

1,021

180

641

n/a

2016

Mar 31, 2017

$610M

725

160

n/a

2015

Mar 30, 2016

$556M

844

217

n/a

2014

Mar 30, 2015

$448M

805

234

n/a

2013

Mar 19, 2014

$196M

906

246

n/a

2012

Feb 20, 2013

$143M

939

184

n/a

2011

Mar 30, 2012

$96.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-9

11.9%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.1B

$2.6B

23.0%

$1.8B

19.3%

449

440

417

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CITIZENS SECURITIES, INC.

Jun 29, 2026

Jul 21, 2026

LEXINGTON, MA

Team lift out

Ibd to ibd

1.3%

WELLS FARGO ADVISORS

Oct 13, 2023

Sep 29, 2023

CHERRY HILL, NJ

Team lift out

Ibd to wirehouse

1.3%

OSAIC WEALTH, INC.

Sep 5, 2023

Oct 4, 2023

HEMPSTEAD, NY

Team lift out

Ibd to ibd

1.3%

CITIGROUP GLOBAL MARKETS INC.

Aug 3, 2022

Aug 4, 2022

ELIZABETH, NJ

Team lift out

Ibd to ibd

1.2%

CITIZENS SECURITIES, INC.

Apr 8, 2022

May 20, 2022

POTTSVILLE, PA

Team lift out

Ibd to ibd

1.2%

TRUIST ADVISORY SERVICES, INC.

Jan 4, 2021

Jan 5, 2021

DRESHER, PA

Team lift out

Ibd to ibd

1.1%

CITIZENS SECURITIES, INC.

Aug 28, 2020

Jan 8, 2021

BOSTON, MA

Team lift out

Ibd to ibd

0.9%

CITIZENS SECURITIES, INC.

Aug 28, 2020

Jan 7, 2021

VILLANOVA, PA

Team lift out

Ibd to ibd

0.9%

WOODBURY FINANCIAL SERVICES, INC.

Aug 28, 2020

Nov 9, 2020

LONG ISLAND CITY, NY

Team lift out

Ibd to ibd

0.9%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 28, 2020

Dec 22, 2020

SOMERVILLE, NJ

Team lift out

Ibd to wirehouse

0.9%

OSAIC INSTITUTIONS, INC.

Sep 6, 2019

Sep 9, 2019

BEECH CREEK, PA

Team lift out

Ibd to ibd

0.9%

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Feb 12, 2018

Feb 27, 2018

SANTURCE, PR

Team lift out

Other

1.1%

CETERA INVESTMENT ADVISERS LLC

Jan 23, 2018

Feb 6, 2018

JERSEY CITY, NJ

Team lift out

Other

1.1%

KEY INVESTMENT SERVICES LLC

Aug 22, 2017

Sep 5, 2017

READING, PA

Team lift out

Other

1.1%

LPL FINANCIAL LLC

Jun 1, 2017

Jun 5, 2017

PHILADELPHIA, PA

Team lift out

Other

1.2%

PINNACLE PRIVATE WEALTH, LLC

Dec 21, 2016

Dec 15, 2016

WORCESTER, MA

Team lift out

Other

1.9%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 8, 2016

Dec 12, 2016

GUAYNABO, PR

Team lift out

Other

1.3%

CITIZENS SECURITIES, INC.

Jun 3, 2016

Jun 13, 2016

FRAMINGHAM, MA

Team lift out

Other

1.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CITIZENS SECURITIES, INC.

Dec 31, 2020

Jan 3, 2023

WOBURN, MA

Team lift out

Ibd to ibd

0.4%

VOYA FINANCIAL ADVISORS, INC.

Apr 3, 2019

Oct 2, 2019

BRAINTREE, MA

Team lift out

Ibd to ibd

0.2%

CITIZENS SECURITIES, INC.

Dec 7, 2018

Dec 24, 2018

GLENSIDE, PA

Team lift out

Ibd to ibd

0.4%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 22, 2018

May 18, 2018

BROOKLYN, NY

Team lift out

Wirehouse to ibd

0.0%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 18, 2018

Jun 18, 2018

BURLINGTON, MA

Team lift out

Wirehouse to ibd

0.0%

PNC WEALTH MANAGEMENT

Feb 23, 2017

Mar 7, 2017

WILLOW STREET, PA

Team lift out

Other

0.3%

INVEST FINANCIAL CORPORATION

Dec 28, 2015

Jan 21, 2016

FORT LEE, NJ

Team lift out

Other

0.3%

CITIZENS SECURITIES, INC.

Sep 10, 2015

Nov 5, 2015

N PROVIDENCE, RI

Team lift out

Other

0.7%

HSBC SECURITIES (USA) INC.

Aug 31, 2015

Oct 3, 2016

BROOKLYN, NY

Team lift out

Other

0.9%