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C••••••••• W• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C••••••••• W• B•••••

Advisor at E••••• J••••

Darien, IL

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Search this name across graphsid dfx:ria:04591466-7eef-683a-4280-4ba4a59c821c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Oct 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Mar 14, 2025	n/a	yes	Darien, IL	Current employment
B•••••••• I••••••••• M••••••••• L••	Asset manager	Mar 22, 2022	Feb 22, 2024	no	PRINCETON, NJ\|Chicago, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• I••••••••• M••••••••• L••	E••••• J••••	Feb 22, 2024	Mar 14, 2025	386	Firm change	Other
N••••••• T•••• I••••••••• I•••••••••	N••••••• T•••• S••••••••• I••	Feb 11, 2022

Relationships

Registered with (5)

→ E••••• J••••Registered adviserregistration: current employment
Mar 14, 2025 to presentfactForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 22, 2022 to Feb 22, 2024factForm ADV
→ N••••••• T•••• I••••••••• I•••••••••Registered adviserregistration: previous registration
Aug 28, 2018 to Feb 11, 2022factForm ADV
→ N••••••• T•••• S••••••••• I••

Dated events

Occurred
Feb 22, 2024
Advisor changed firm
C••••••••• W• B••••• left B•••••••• I••••••••• M••••••••• L•• for E••••• J•••• (registered 2025-03-14)
Form ADVobserved 7 days ago
Occurred
Feb 11, 2022
Advisor changed firm
C••••••••• W• B••••• left N••••••• T•••• S••••••••• I•• for B•••••••• I••••••••• M••••••••• L•• (registered 2022-03-22)
Form ADVobserved 7 days ago
Occurred
Feb 11, 2022
Advisor changed firm
C••••••••• W• B••••• left N••••••• T•••• I••••••••• I••••••••• for N••••••• T•••• S••••••••• I•• (registered 2018-08-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04591466-7eef-683a-4280-4ba4a59c821c
First observed: Oct 24, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.