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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Canonsburg, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 1, 2022 | n/a | yes | Canonsburg, PA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 17, 2010 | Apr 4, 2022 | no | UPPER SAINT CLAIR, PA|PITTSBURGH, PA|UPPER SAINT CLAIR, PA|ZANESVILLE, OH | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 7, 2009 | Oct 30, 2009 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Apr 4, 2022 | Apr 1, 2022 | -3 | Firm change | Wirehouse to ibd |
| LPL FINANCIAL LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 30, 2009 | Nov 17, 2010 | 383 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:705:OH:2022-04-04 | Apr 4, 2022 | Apr 1, 2022 | ZANESVILLE, OH | Firm change |