DFX Intelligence

M•••• H••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

M•••• H••••• K•••••

Advisor at L•••••• S••••• A•••••••

Yardley, PA | AMBLER, PA

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Search this name across graphsid dfx:ria:0484ee3f-74c4-9979-8ba3-db0d0b2817d7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 24, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• S••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• S••••• A•••••••	Independent wealth	Nov 20, 2023	n/a	yes	Yardley, PA\|AMBLER, PA	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Nov 15, 2022	Sep 27, 2023	no	MOUNT LAUREL, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	L•••••• S••••• A•••••••	Sep 27, 2023	Nov 20, 2023	54	Firm change	Ibd to RIA
J••••• M••••••••• S•••• L••	R•• C•••••• M••••••• L••	Nov 7, 2022	Nov 15, 2022

Relationships

Registered with (3)

→ L•••••• S••••• A•••••••Registered adviserregistration: current employment
Nov 20, 2023 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Nov 15, 2022 to Sep 27, 2023factForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Nov 24, 2014 to Nov 7, 2022factForm ADV

Dated events

Occurred
Sep 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0484ee3f-74c4-9979-8ba3-db0d0b2817d7
First observed: Nov 24, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.