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L•••••• S••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

L•••••• S••••• A•••••••

L•••••• S••••• A••••••• LLC, CRD 306882

AMBLER, PA

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Search this name across graphsid dfx:ria:b1779e31-1440-d536-0aab-6bc1474f30d2

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 1
Observed: Jun 28, 2022 to Aug 13, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

L•••••• S••••• A•••••••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.07 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $555MItem 5.F on the latest filing (2026-08-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $555M
Private client RAUM: $517MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• T•••••	n/a	AMBLER, PA	6	23	1	no
M•••••• C•••••• T•••••	Certified Financial Planner	AMBLER, PA	6	13

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L•••••• S••••• R••• E••••• F••• L••	Real Estate Fund	$47.5M	Mar 29, 2024	1	Jun 28, 2022	reported	021-459802

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
T•••••• M••••••	CHIEF EXECUTIVE OFFICER	E	yes	01/2020	Jun 28, 2022	Mar 29, 2024
T•••••• M••••••• C••••••	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	Na	yes	06/2020	Jun 28, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•••••• S••••• R••• E••••• F••• M•••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$555M	$439M	26.5%	$303M	22.4%	5	4	0	0

Relationships

Registered with (6)

← M•••••• T••• H••••••Advisorregistration: current employment
Apr 16, 2026 to presentfactForm ADV
← P•••••• H•••• G•••••••••Advisorregistration: current employment
Mar 24, 2025 to presentfactForm ADV
← S•••••• P•••••• T•••••Advisorregistration: current employment
Mar 29, 2024 to presentfactForm ADV
← M•••• H••••• K•••••

Dated events

Occurred
Mar 19, 2026
Regulatory AUM changed
L•••••• S••••• A••••••• reported RAUM $555.0M, up 27% from $438.7M (2025-03-31 to 2026-03-19)
Form ADVobserved 7 days ago
$116M
Occurred
Mar 30, 2023
Regulatory AUM changed
L•••••• S••••• A••••••• reported RAUM $302.5M, up 76% from $171.8M (2022-11-03 to 2023-03-30)
Form ADVobserved 7 days ago
$131M
Occurred
Jun 28, 2022
First Form ADV filing
L•••••• S••••• A••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1779e31-1440-d536-0aab-6bc1474f30d2
First observed: Jun 28, 2022
Last observed: Aug 13, 2026 40 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.