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Advisor at PROSPERITAS FINANCIAL, LLC
West Hills, CA | VALENCIA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERITAS FINANCIAL, LLC | Independent wealth | Feb 1, 2023 | n/a | yes | VALENCIA, CA|West Hills, CA | Current employment |
| GWN SECURITIES INC. | Bd affiliated wealth | Jan 2, 2019 | Feb 2, 2023 | no | COSTA MESA, CA|SHERMAN OAKS, CA|PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|REDONDO BEACH, CA|WOODLAND HILLS, CA|PASADENA, CA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 9, 2013 | Jan 4, 2019 | no | AGOURA HILLS, CA|WOODLAND HILLS, CA|WOODLAND HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GWN SECURITIES INC. | PROSPERITAS FINANCIAL, LLC | Feb 2, 2023 | Feb 1, 2023 | -1 | Firm change | Ibd to RIA |
| EQUITABLE ADVISORS, LLC | GWN SECURITIES INC. | Jan 4, 2019 | Jan 2, 2019 | -2 | Firm change | Ibd to ibd |