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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PROSPERITAS FINANCIAL, LLC

CRD 315768

VALENCIA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f0ef3899-a9e5-16ee-2dd4-9ba94fff6689

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 46
Dated events: 8
On other graphs: 0
Observed: Jul 30, 2021 to Sep 9, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.02 institutional_share=0.12 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $812MItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $695M
Private client RAUM: $695MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 39
RAUM per advisor: $20.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 33
Advisory employees: 23
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 4,890
Individual clients: 1,595
High net worth clients: 150
Custody, client assets: $168M
SEC number: 801-122207
CIK: 2001016
CRD: 315768
Filings on the tape: 23
First filed: Jul 30, 2021
Latest filed: Sep 9, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 39

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Frederic Matthew Wachtel	n/a	VALENCIA, CA	5	21	5	no
Kieran Thomas Wong	n/a	Eagle, ID \| VALENCIA, CA	5	15	1	no
JERRY ROBERT CITARELLA	n/a	VALENCIA, CA	5	31	3	no
CHRISTOPHER MATTHEW INGRAM	n/a	VALENCIA, CA	5	27	4	no
Mark Thomas Petersen	n/a	VALENCIA, CA	5	21	1	no
Rian Geoffrey Denich	n/a	VALENCIA, CA	4	12	n/a	no
JENNIFER CARYN BROWN	n/a	Northridge, CA \| VALENCIA, CA	4	21	6	no
JEREMY MICHAEL LEIBOWITZ	Certified Financial Planner	West Hills, CA \| VALENCIA, CA	3	13	2	no
Jeffrey Eisenberg	n/a	VALENCIA, CA \| Valencia, CA	3	22	n/a	no
Andrew Cohen	n/a	Valencia, CA \| VALENCIA, CA	3	15	n/a	no
Robert John Clark	n/a	VALENCIA, CA	3	13	n/a	no
Dulce Melody Vazquez	n/a	VALENCIA, CA \| Granada Hills, CA	3	21	n/a	no
HEATHER MARY BROCKHURST	n/a	VALENCIA, CA \| Las Vegas, NV	3	12	5	no
Rudy Henry Herrera	n/a	VALENCIA, CA	3	11	n/a	no
Eric Abrahamian	n/a	VALENCIA, CA	2	12	n/a	no
BYRON PATRICIO ALVARADO	n/a	VALENCIA, CA	2	21	4	no
HOWARD MARTINEZ	n/a	VALENCIA, CA	2	20	4	no
Kaisee Pelino	n/a	VALENCIA, CA \| Castaic, CA	1	21	n/a	no
Roslyn Clark	n/a	VALENCIA, CA \| Stevenson Ranch, CA	1	15	n/a	no
GARY NORMAN CLARK	Chartered Financial Analyst	Altadena, CA \| VALENCIA, CA	1	37	1	no
McEathren Herrera	n/a	VALENCIA, CA	1	14	n/a	no
Maryam Lisa Odom	n/a	VALENCIA, CA \| Stevenson Ranch, CA	1	10	n/a	no
Katherine Cooper	n/a	Valencia, CA \| VALENCIA, CA	1	11	n/a	no
Racquel Wilder	n/a	Valencia, CA \| VALENCIA, CA	1	11	n/a	no
ERICA GUADALUPE ZARAGOZA	Certified Financial Planner	Irvine, CA \| VALENCIA, CA	1	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Clark, Robert, John	Officer	C	yes	07/2021	Jul 30, 2021	Oct 25, 2024
INGRAM, CHRISTOPHER, MATTHEW	Ceo	C	yes	07/2021	Jul 30, 2021	Oct 25, 2024
Petersen, Mark, Thomas	CHIEF COMPLIANCE OFFICER & COO	C	yes	07/2021	Jul 30, 2021	Oct 25, 2024
Zimmerman, Scott	Officer	C	yes	07/2021	Jul 30, 2021	Oct 25, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WOODLAND HILLS	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$812M	$695M	33	23	1	n/a	n/a
2024	Mar 27, 2025	$613M	$571M	19	16	1	n/a	n/a
2023	Mar 15, 2024	$392M	$390M	15	13	1	n/a	n/a
2022	Mar 9, 2023	$222M	$215M	15	9	1	n/a	n/a
2021	Jan 26, 2022	$114M	$114M	8	6	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	1	0	0	9	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$812M	$613M	32.6%	$222M	54.2%	33	19	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NEXT FINANCIAL GROUP, INC.	4	Apr 25, 2022	Aug 31, 2021	VALENCIA, CA	Team lift out	Ibd to RIA	1.3%

Relationships

Registered with (41)

← Michael Anthony WaltersAdvisorregistration: current employment
Jul 29, 2026 to presentfactForm ADV
← Mark Stephen GustafsonAdvisorregistration: current employment
Apr 9, 2026 to presentfactForm ADV
← Sean Keegan Edward DenichAdvisorregistration: current employment
Feb 4, 2026 to presentfactForm ADV
← CHRISTOPHER JAMES STAMOSAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Frederick Kenneth ArnoldAdvisorregistration: current employment
Nov 12, 2025 to presentfactForm ADV
← Ethan Kameron AlvarezAdvisorregistration: current employment
Oct 22, 2025 to presentfactForm ADV
← Antonio DeFrankAdvisorregistration: current employment
Oct 3, 2025 to presentfactForm ADV
← Grant MoultonAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← Shea Jordan WeinerAdvisorregistration: current employment
Sep 25, 2025 to presentfactForm ADV
← Jason MillerAdvisorregistration: current employment
Sep 9, 2025 to presentfactForm ADV
← Ryder BendratAdvisorregistration: current employment
Aug 28, 2025 to presentfactForm ADV
← Ryan MittelmanAdvisorregistration: current employment
Aug 28, 2025 to presentfactForm ADV
← RALPH DONALD DEXTERAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← DONALD EVAN BLAUNERAdvisorregistration: current employment
May 29, 2025 to presentfactForm ADV
← ERICA GUADALUPE ZARAGOZAAdvisorregistration: current employment
May 12, 2025 to presentfactForm ADV
← Racquel WilderAdvisorregistration: current employment
Apr 3, 2025 to presentfactForm ADV
← Maryam Lisa OdomAdvisorregistration: current employment
Feb 21, 2025 to presentfactForm ADV
← Katherine CooperAdvisorregistration: current employment
Feb 21, 2025 to presentfactForm ADV
← McEathren HerreraAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← GARY NORMAN CLARKAdvisorregistration: current employment
Dec 16, 2024 to presentfactForm ADV
← Roslyn ClarkAdvisorregistration: current employment
Nov 5, 2024 to presentfactForm ADV
← Kaisee PelinoAdvisorregistration: current employment
Oct 15, 2024 to presentfactForm ADV
← BYRON PATRICIO ALVARADOAdvisorregistration: current employment
Aug 6, 2024 to presentfactForm ADV
← HOWARD MARTINEZAdvisorregistration: current employment
Aug 6, 2024 to presentfactForm ADV
← Eric AbrahamianAdvisorregistration: current employment
Apr 19, 2024 to presentfactForm ADV
← Rudy Henry HerreraAdvisorregistration: current employment
Sep 11, 2023 to presentfactForm ADV
← HEATHER MARY BROCKHURSTAdvisorregistration: current employment
Sep 6, 2023 to presentfactForm ADV
← Dulce Melody VazquezAdvisorregistration: current employment
Jul 11, 2023 to presentfactForm ADV
← Robert John ClarkAdvisorregistration: current employment
Jun 26, 2023 to presentfactForm ADV
← Andrew CohenAdvisorregistration: current employment
Jun 9, 2023 to presentfactForm ADV
and 11 more

Controls (4)

← Zimmerman, ScottOwnerOFFICER, ownership code C, individual
Jul 30, 2021 to Oct 25, 2024factForm ADV
← INGRAM, CHRISTOPHER, MATTHEWOwnerCEO, ownership code C, individual
Jul 30, 2021 to Oct 25, 2024factForm ADV
← Petersen, Mark, ThomasOwnerCHIEF COMPLIANCE OFFICER & COO, ownership code C, individual
Jul 30, 2021 to Oct 25, 2024factForm ADV
← Clark, Robert, JohnOwnerOFFICER, ownership code C, individual
Jul 30, 2021 to Oct 25, 2024factForm ADV

Moved with (1)

← NEXT FINANCIAL GROUP, INC.Registered adviser4 advisors, team lift out, same day
Apr 25, 2022 to Aug 31, 2021factForm ADV

Dated events

Occurred
Mar 17, 2026
Regulatory AUM changed
Prosperitas Financial, Llc reported RAUM $812.5M, up 33% from $612.7M (2025-06-02 to 2026-03-17)
Form ADVobserved 4 days ago
$200M
Occurred
Mar 27, 2025
Regulatory AUM changed
Prosperitas Financial, Llc reported RAUM $612.7M, up 56% from $391.8M (2024-10-25 to 2025-03-27)
Form ADVobserved 4 days ago
$221M
Occurred
Nov 20, 2024
Advisor changed firm
Jessica Alane Saunders left Prosperitas Financial, Llc for Cambridge Investment Research Advisors, Inc. (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Mar 15, 2024
Regulatory AUM changed
Prosperitas Financial, Llc reported RAUM $391.8M, up 77% from $221.8M (2023-03-09 to 2024-03-15)
Form ADVobserved 4 days ago
$170M
Occurred
Jun 15, 2023
Advisor changed firm
Jordan David Hubbs left Prosperitas Financial, Llc for Ep Wealth Advisors (registered 2025-11-26)
Form ADVobserved 4 days ago
Occurred
Mar 9, 2023
Regulatory AUM changed
Prosperitas Financial, Llc reported RAUM $221.8M, up 94% from $114.4M (2023-01-25 to 2023-03-09)
Form ADVobserved 4 days ago
$107M
Occurred
Apr 25, 2022
Team lift-out
4 advisors left Next Financial Group, Inc. (Valencia, CA) for Prosperitas Financial, LLC on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Jul 30, 2021
First Form ADV filing
Prosperitas Financial, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0ef3899-a9e5-16ee-2dd4-9ba94fff6689
First observed: Jul 30, 2021
Last observed: Sep 9, 2026 10 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROSPERITAS FINANCIAL, LLC

CRD 315768

VALENCIA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f0ef3899-a9e5-16ee-2dd4-9ba94fff6689

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Frederic Matthew Wachtel

n/a

VALENCIA, CA

Kieran Thomas Wong

n/a

Eagle, ID | VALENCIA, CA

JERRY ROBERT CITARELLA

n/a

VALENCIA, CA

CHRISTOPHER MATTHEW INGRAM

n/a

VALENCIA, CA

Mark Thomas Petersen

n/a

VALENCIA, CA

Rian Geoffrey Denich

n/a

VALENCIA, CA

n/a

JENNIFER CARYN BROWN

n/a

Northridge, CA | VALENCIA, CA

JEREMY MICHAEL LEIBOWITZ

Certified Financial Planner

West Hills, CA | VALENCIA, CA

Jeffrey Eisenberg

n/a

VALENCIA, CA | Valencia, CA

n/a

Andrew Cohen

n/a

Valencia, CA | VALENCIA, CA

n/a

Robert John Clark

n/a

VALENCIA, CA

n/a

Dulce Melody Vazquez

n/a

VALENCIA, CA | Granada Hills, CA

n/a

HEATHER MARY BROCKHURST

n/a

VALENCIA, CA | Las Vegas, NV

Rudy Henry Herrera

n/a

VALENCIA, CA

n/a

Eric Abrahamian

n/a

VALENCIA, CA

n/a

BYRON PATRICIO ALVARADO

n/a

VALENCIA, CA

HOWARD MARTINEZ

n/a

VALENCIA, CA

Kaisee Pelino

n/a

VALENCIA, CA | Castaic, CA

n/a

Roslyn Clark

n/a

VALENCIA, CA | Stevenson Ranch, CA

n/a

GARY NORMAN CLARK

Chartered Financial Analyst

Altadena, CA | VALENCIA, CA

McEathren Herrera

n/a

VALENCIA, CA

n/a

Maryam Lisa Odom

n/a

VALENCIA, CA | Stevenson Ranch, CA

n/a

Katherine Cooper

n/a

Valencia, CA | VALENCIA, CA

n/a

Racquel Wilder

n/a

Valencia, CA | VALENCIA, CA

n/a

ERICA GUADALUPE ZARAGOZA

Certified Financial Planner

Irvine, CA | VALENCIA, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Clark, Robert, John

Officer

yes

07/2021

Jul 30, 2021

Oct 25, 2024

INGRAM, CHRISTOPHER, MATTHEW

Ceo

yes

07/2021

Jul 30, 2021

Oct 25, 2024

Petersen, Mark, Thomas

CHIEF COMPLIANCE OFFICER & COO

yes

07/2021

Jul 30, 2021

Oct 25, 2024

Zimmerman, Scott

Officer

yes

07/2021

Jul 30, 2021

Oct 25, 2024

City

State

Country

Employees

Also broker-dealer

WOODLAND HILLS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$812M

$695M

n/a

2024

Mar 27, 2025

$613M

$571M

n/a

2023

Mar 15, 2024

$392M

$390M

n/a

2022

Mar 9, 2023

$222M

$215M

n/a

2021

Jan 26, 2022

$114M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$812M

$613M

32.6%

$222M

54.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NEXT FINANCIAL GROUP, INC.

Apr 25, 2022

Aug 31, 2021

VALENCIA, CA

Team lift out

Ibd to RIA

1.3%