DFX Intelligence

D••••• D••• M•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

D••••• D••• M•••• M••••••••• L••

CRD 326792

NEW YORK, NY

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Search this name across graphsid dfx:ria:04945898-2dbb-3f21-c122-d7e29af8c149

Data as of Jan 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 2, 2023 to Jan 26, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $83.7M••• Locked
Discretionary RAUM: $83.7M
Private client RAUM: $71.0Mderived••• Locked
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• R••••• J•••••	Shareholder	E	yes	11/2023	Dec 25, 2023	Oct 22, 2024
B•••••••• R••••• J•••••	CHIEF EXECUTIVE OFFICER	Na	yes	11/2023	Dec 25, 2023	Oct 22, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 26, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$83.7M	$44.0M	90.1%	n/a	n/a	4	6	0	0

Relationships

Controls (3)

← B•••••••• R••••• J•••••OwnerSHAREHOLDER, ownership code E, individual
Dec 25, 2023 to Oct 22, 2024factForm ADV
← S••••••••• J•••••••• M••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 2, 2023 to Oct 22, 2024factForm ADV
← G••••• A•••• A••••••••• L••OwnerOWNER, ownership code E, domestic entity
May 2, 2023 to Oct 22, 2024factForm ADV

Dated events

Occurred
Dec 25, 2023
Control person joined
Jayesh Rupal Bhansali (Chief Executive Officer) appeared on Schedule A of D••••• D••• M•••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
May 2, 2023
First Form ADV filing
D••••• D••• M•••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04945898-2dbb-3f21-c122-d7e29af8c149
First observed: May 2, 2023
Last observed: Jan 26, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.