DFX Intelligence
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SEC-registered adviser
D••••• D••• M•••• M••••••••• L••
Latest filing Jan 26, 2026
First filing on the tape May 2, 2023 · 7 filings
SEC status approved since Jun 5, 2023
RAUM
$83.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
85%
$71.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$83.7M as of Jan 26, 2026
Mar 29, 2024$34.1M then
HNW client RAUM$71.0M as of Jan 26, 2026
Mar 29, 2024$34.1M then
State-registered IARs (5.B.3)0 as of Jan 26, 2026
Mar 29, 20240 then
Employees (5.A)4 as of Jan 26, 2026
Mar 29, 20243 then
Private funds: no history
RAUM +90% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jan 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.1MderivedHNW RAUM over HNW clients
- Average account
- $2.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +90%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$71.0M85%
- Corporations and businesses$11.9M14%
- Charitable organizations$857,5721.0%
- Individual clients
- n/areported
- HNW clients
- 14reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 34reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• R••••• J••••• · Chief Executive Officercontrolsince 11/2023 · owns less than 5%
- S••••••••• J•••••••• M•••••• · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- B•••••••• R••••• J••••• · Shareholdercontrolsince 11/2023 · owns 75% or more of G••••• A•••• A••••••••• L••
Entity owners
- G••••• A•••• A••••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Jan 26, 2026HNW share of RAUM moved from 100.0% to 85.0% between the annual amendments of 2025-03-12 and 2026-01-26peers: independent wealth managers, under $100M (708)
- institutional asset share shiftChange between filings · filing Jan 26, 2026institutional share of RAUM moved from 0.0% to 15.0% between the annual amendments of 2025-03-12 and 2026-01-26peers: independent wealth managers, under $100M (708)
- client mix shiftChange between filings · filing Jan 26, 2026private-client share of RAUM moved from 100.0% to 85.0% between the annual amendments of 2025-03-12 and 2026-01-26peers: independent wealth managers, under $100M (708)
What changed
consecutive filings, newest first
- Accounts · 16 to 34Dec 25, 2025 to Jan 26, 2026
- Advisory employees · 5 to 3Dec 25, 2025 to Jan 26, 2026
- HNW clients · 6 to 14Dec 25, 2025 to Jan 26, 2026
- Employees · 6 to 4Dec 25, 2025 to Jan 26, 2026
- Discretionary RAUM · $44.0M to $83.7MDec 25, 2025 to Jan 26, 2026
- HNW RAUM · $44.0M to $71.0MDec 25, 2025 to Jan 26, 2026
- RAUM · $44.0M to $83.7MDec 25, 2025 to Jan 26, 2026
- Accounts · 6 to 16Oct 22, 2024 to Mar 12, 2025
- Advisory employees · 4 to 5Oct 22, 2024 to Mar 12, 2025
- Employees · 5 to 6Oct 22, 2024 to Mar 12, 2025
- Financial planning clients · unset to 0Oct 22, 2024 to Mar 12, 2025
- Discretionary RAUM · $43.2M to $44.0MOct 22, 2024 to Mar 12, 2025
- HNW RAUM · $43.2M to $44.0MOct 22, 2024 to Mar 12, 2025
- RAUM · $43.2M to $44.0MOct 22, 2024 to Mar 12, 2025
- Accounts · 3 to 6Mar 29, 2024 to Oct 22, 2024
- Advisory employees · 3 to 4Mar 29, 2024 to Oct 22, 2024
- Advisory activities · 3 to 2Mar 29, 2024 to Oct 22, 2024
- HNW clients · unset to 6.0Mar 29, 2024 to Oct 22, 2024
- Employees · 3 to 5Mar 29, 2024 to Oct 22, 2024
- Discretionary RAUM · $34.1M to $43.2MMar 29, 2024 to Oct 22, 2024
- HNW RAUM · $34.1M to $43.2MMar 29, 2024 to Oct 22, 2024
- RAUM · $34.1M to $43.2MMar 29, 2024 to Oct 22, 2024
- Advisory employees · 1 to 3Dec 25, 2023 to Mar 29, 2024
- Employees · 1 to 3Dec 25, 2023 to Mar 29, 2024
- Discretionary RAUM · $26.9M to $34.1MDec 25, 2023 to Mar 29, 2024
- HNW RAUM · $26.7M to $34.1MDec 25, 2023 to Mar 29, 2024
- Individual RAUM · 192072.0 to unsetDec 25, 2023 to Mar 29, 2024
- RAUM · $26.9M to $34.1MDec 25, 2023 to Mar 29, 2024
Signals
2 dated events
- Jayesh Rupal Bhansali (Chief Executive Officer) appeared on Schedule A of D••••• D••• M•••• M••••••••• L••Dec 25, 2023 · Control person joined · fact
- D••••• D••• M•••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 2, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- d•••••••••.comreportedpublic record, Form ADV, Jan 26, 2026
- Principal office phone
- (212) 408-1750reportedpublic record, Form ADV, Jan 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026