DFX Intelligence

N••••• O•• U• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM over $100B

N••••• O•• U• L••••••

CRD 158310

LONDON

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Search this name across graphsid dfx:ria:049af4b8-07ad-11f9-dcc9-f4c5d4737c28

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 17
On other graphs: 1
Observed: Feb 14, 2012 to Jun 26, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

N••••• O•• U• L••••••

Private credit manager · key cik, key crd, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.54 institutional_share=0.27 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $130B••• Locked
Discretionary RAUM: $130B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 439

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I••••••• G••••• S••••••• F•••• E••••••• M•••••• L•••• C••••••• D••• F•••	Hedge Fund	$1.1B	Jun 29, 2015	153	Apr 26, 2013	dropped	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• K•••••••	EXECUTIVE COMMITTEE MEMBER OF N••••• O••/COO OF N••••• O••	Na	yes	03/2020	Jun 27, 2019	Aug 1, 2024
B•••••••• R••••••• G••••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2021	Jun 24, 2021	Aug 1, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••••• O•• N•••• A••••••• I•••	n/a	Asset manager	$41B	N	yes	n/a
N••••• O•• A••••• C••••• O••••••••• F••• 2• G• S••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$130B	$108B	20.5%	$131B	-0.1%	439	457	0	0

Relationships

Affiliated with (3)

→ N••••• O•• N•••• A••••••• I•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← N••••• O•• N•••• A••••••• I•••Registered adviserother investment adviser, bank, common control
factForm ADV
← I••••••• A•••• M••••••••• U• L•••Registered adviserother investment adviser, bank, control, common control
factForm ADV

Controls (15)

← M••••••••• K••• M•••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 26, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Jun 26, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Jun 28, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:049af4b8-07ad-11f9-dcc9-f4c5d4737c28
First observed: Feb 14, 2012
Last observed: Jun 26, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.