DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Latest filing Jun 26, 2026
First filing on the tape Feb 14, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$130B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
439
69 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$130B as of Jun 26, 2026
Jun 29, 2012$14B then
HNW client RAUM$0 as of Jun 26, 2026
Jun 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Jun 28, 20130 then
Employees (5.A)439 as of Jun 26, 2026
Jun 28, 2013319 then
Private funds3 as of Jun 29, 2016
Jun 28, 20131 then
RAUM +21% over the last fiscal year-0.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $545MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$60B57%
- Sovereign wealth funds$14B14%
- Pension and profit-sharing plans$11B11%
- Other investment advisers$9.7B9.2%
- Insurance companies$7.8B7.4%
- Charitable organizations$1.7B1.6%
- Corporations and businesses$587M0.6%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 29reported
- Charitable clients
- 3reported
- Accounts
- 239reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.54 institutional_share=0.27 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••••• G••••• S••••••• F•••• E••••••• M•••••• L•••• C••••••• D••• F•••no longer reported | Hedge Fund | $1.1B | 153 | Apr 26, 2013 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• K••••••• · Executive Committee Member Of N••••• One/Coo Of N••••• Onecontrolsince 03/2020 · owns less than 5%
- B•••••••• R••••••• G•••• · Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- C••••••• G••••• D•••• · Director Of N••••• One Ukcontrolsince 09/2022 · owns less than 5%
- D• T•••• H••••••• J•••••• · Ceo Of N••••• O•• P••/Executive Committee Member Of N••••• Onecontrolsince 03/2020 · owns less than 5%
- G••••• J•••• C••••• · Director Of N••••• One Uk/Executive Committee Member Of N••••• One/ Chief Commerical Officer Of N••••• Onecontrolsince 03/2020 · owns less than 5%
- M••••••••• K••• M••• · Director Of N••••• One Uk/Executive Committee Member Of N••••• One/Finance Director Of N••••• O•• P••controlsince 03/2020 · owns less than 5%
- M••••• J•••• T•••••• · Director Of N••••• One Uk/Executive Committee Member Of N••••• One/Co-Chief Investment Officer Of N••••• Onecontrolsince 03/2020 · owns less than 5%
- S••••• N••••• A••••• S•••• · Managing Director Of N••••• One Ukcontrolsince 09/2020 · owns less than 5%
- W••••••••• S••••• A••• · Director Of N••••• One Ukcontrolsince 12/2023 · owns less than 5%
- A•••••• K••••• R••••• · Director Of N••••• One Uksince 09/2022 · owns less than 5%
Entity owners
- N••••• O•• U• H••••••• L•••••• · Shareholderdirect · owns 75% or more
- F•••• T•• P•••• T•• · Shareholderindirect · owns 25% to 50% of N••••• O•• P••
- I•• T••••••• L•••••• · Trusteeindirect · owns F of M••••••• T••••
- M••••••• T•••• · Shareholderindirect · owns 75% or more of F•••• T•• P•••• T••
- N••••• O•• G••••• L•••••• · Shareholderindirect · owns 75% or more of N••••• O•• U• H••••••• L••••••
- N••••• O•• P•• · Shareholderindirect · owns 75% or more of N••••• O•• G••••• L••••••
Related persons
Schedule D 7.A
- N••••• O•• A••••• C••••• O••••••••• F••• 2• G• S••••••pooled vehicle sponsorn
- N••••• O•• A••••• F••••••• P•••••• E••••• F••• G• L••pooled vehicle sponsorn
- N••••• O•• A••••• P•••••• E••••• F••• 2• G• L••pooled vehicle sponsorn
- N••••• O•• A••••••••• I••••••••• G• •••• L••pooled vehicle sponsorn
- N••••• O•• A•••••••• P•• L••investment adviserpooled vehicle sponsorn
- N••••• O•• F••• M••••••• U• L••pooled vehicle sponsorn
- N••••• O•• G••••••• L••investment adviserbankpooled vehicle sponsorn
- N••••• O•• H••• K••• L••investment advisern
- N••••• O•• L••••••••• S•••investment adviserpooled vehicle sponsorn
- N••••• O•• N•••• A••••••• I•••investment adviserbankpooled vehicle sponsornRAUM $41B
- N••••• O•• S• •••• L••investment advisern
- N••••• O•• S•••••••• P••• L••investment advisern
Advisers that list N••••• O•• U• L•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 207 to 239Jun 27, 2025 to Jun 26, 2026
- Advisory employees · 66 to 69Jun 27, 2025 to Jun 26, 2026
- Charity clients · 5 to 3Jun 27, 2025 to Jun 26, 2026
- Corporate clients · 4 to 3Jun 27, 2025 to Jun 26, 2026
- Pension plan clients · 30 to 29Jun 27, 2025 to Jun 26, 2026
- Pooled vehicle clients · 105 to 119Jun 27, 2025 to Jun 26, 2026
- Employees · 442 to 439Jun 27, 2025 to Jun 26, 2026
- Discretionary RAUM · $108B to $130BJun 27, 2025 to Jun 26, 2026
- Pension RAUM · $10B to $11BJun 27, 2025 to Jun 26, 2026
- Pooled vehicle RAUM · $48B to $60BJun 27, 2025 to Jun 26, 2026
- RAUM · $108B to $130BJun 27, 2025 to Jun 26, 2026
- Accounts · 216 to 207Aug 1, 2024 to Jun 27, 2025
- Advisory employees · 64 to 66Aug 1, 2024 to Jun 27, 2025
- Advisory activities · 4 to 3Aug 1, 2024 to Jun 27, 2025
- Corporate clients · 3 to 4Aug 1, 2024 to Jun 27, 2025
- Pension plan clients · 32 to 30Aug 1, 2024 to Jun 27, 2025
- Pooled vehicle clients · 107 to 105Aug 1, 2024 to Jun 27, 2025
- Employees · 441 to 442Aug 1, 2024 to Jun 27, 2025
- Financial planning clients · unset to Aug 1, 2024 to Jun 27, 2025
- HQ state · unset to Aug 1, 2024 to Jun 27, 2025
- Discretionary RAUM · $107B to $108BAug 1, 2024 to Jun 27, 2025
- Pension RAUM · $10B to $10BAug 1, 2024 to Jun 27, 2025
- Pooled vehicle RAUM · $54B to $48BAug 1, 2024 to Jun 27, 2025
- RAUM · $107B to $108BAug 1, 2024 to Jun 27, 2025
- Accounts · 221 to 216Jun 28, 2023 to Jun 28, 2024
- Advisory employees · 62 to 64Jun 28, 2023 to Jun 28, 2024
- Charity clients · 3 to 5Jun 28, 2023 to Jun 28, 2024
- Pooled vehicle clients · 110 to 107Jun 28, 2023 to Jun 28, 2024
- Employees · 457 to 441Jun 28, 2023 to Jun 28, 2024
- Discretionary RAUM · $108B to $107BJun 28, 2023 to Jun 28, 2024
- Pension RAUM · $9.0B to $10BJun 28, 2023 to Jun 28, 2024
- Pooled vehicle RAUM · $55B to $54BJun 28, 2023 to Jun 28, 2024
- RAUM · $108B to $107BJun 28, 2023 to Jun 28, 2024
- Related broker-dealer · true to falseJun 28, 2023 to Jun 28, 2024
- Accounts · 225 to 221Jun 28, 2022 to Jun 28, 2023
- Advisory employees · 67 to 62Jun 28, 2022 to Jun 28, 2023
- Charity clients · 6 to 3Jun 28, 2022 to Jun 28, 2023
- Corporate clients · 0 to 3Jun 28, 2022 to Jun 28, 2023
- Pension plan clients · 30 to 32Jun 28, 2022 to Jun 28, 2023
- Employees · 529 to 457Jun 28, 2022 to Jun 28, 2023
Signals
13 dated events
- Johne Adam Fletcher (Director Of Ninety One Uk/General Counsel Of Ninety One) no longer on Schedule A of N••••• O•• U• L•••••• (listed 2023-06-28, absent 2024-06-28)Jun 28, 2024 · Control person left · inference
- N••••• O•• U• L•••••• reported RAUM $130.8B, up 34% from $97.6B (2020-06-26 to 2021-06-24)Jun 24, 2021 · RAUM change · derived
- Domenico Ferrini (Director Of Ninety One Uk/Executive Committee Member Of Ninety One/Co-Chief Investment Officer Of Ninety One) no longer on Schedule A of N••••• O•• U• L•••••• (listed 2020-06-26, absent 2021-06-24)Jun 24, 2021 · Control person left · inference
- John Michael Ginnelly (Chief Compliance Officer) no longer on Schedule A of N••••• O•• U• L•••••• (listed 2020-06-26, absent 2021-06-24)Jun 24, 2021 · Control person left · inference
- Richard Brearley (Chief Compliance Officer) appeared on Schedule A of N••••• O•• U• L••••••Jun 24, 2021 · Control person joined · fact
- A••••• S•••• N•••• S•••• (Managing Director Uk Client Group/Director Of Ninety One Uk Ltd) appeared on Schedule A of N••••• O•• U• L••••••Jun 24, 2021 · Control person joined · fact
- Alexander Philip Anker (Director) no longer on Schedule A of N••••• O•• U• L•••••• (listed 2019-06-27, absent 2020-05-07)May 7, 2020 · Control person left · inference
- Thabo Khojane (Director) no longer on Schedule A of N••••• O•• U• L•••••• (listed 2019-06-27, absent 2020-05-07)May 7, 2020 · Control person left · inference
- David Duncan Coombe (Director) no longer on Schedule A of N••••• O•• U• L•••••• (listed 2019-06-27, absent 2020-05-07)May 7, 2020 · Control person left · inference
- Alexander Philip Anker (Director) appeared on Schedule A of N••••• O•• U• L••••••Jun 27, 2019 · Control person joined · fact
- Khadeeja Bassier (Director) appeared on Schedule A of N••••• O•• U• L••••••Jun 27, 2019 · Control person joined · fact
- Thabo Khojane (Director) appeared on Schedule A of N••••• O•• U• L••••••Jun 27, 2019 · Control person joined · fact
- David Duncan Coombe (Director) appeared on Schedule A of N••••• O•• U• L••••••Jun 27, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/N•••••ONEreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://WWW.N•••••ONE.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 44 20 3938 2000reportedpublic record, Form ADV, Jun 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026