DFX Intelligence

L•••• P•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)25 years in industry

L•••• P•••••• M•••••

Advisor at S•••• F••• I••••••••• M••••••••• C••••

Fort Worth, TX

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Search this name across graphsid dfx:ria:049f0206-9085-a66f-59f0-6c799f84a9d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F••• I••••••••• M••••••••• C••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jan 8, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F••• I••••••••• M••••••••• C••••	Asset manager	Aug 10, 2018	n/a	yes	Fort Worth, TX	Current employment
S•••• F••• I••••••••• M••••••••• C••••	Asset manager	Mar 5, 2004	Dec 31, 2008	no	FORT WORTH, TX

Relationships

Registered with (1)

→ S•••• F••• I••••••••• M••••••••• C••••Registered adviserregistration: previous registration
Mar 5, 2004 to Dec 31, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:049f0206-9085-a66f-59f0-6c799f84a9d0
First observed: Mar 5, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.