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CRD 3487
BLOOMINGTON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| STEVEN CARL DRASHER | Chartered Financial Consultant | Kutztown, PA | 8 | 36 | 2 | yes |
| GREGORY PAUL DAVIS | Chartered Financial Consultant | Orange, CA | 8 | 24 | 2 | yes |
| DEREK NICHOLAS WINKEL | Chartered Financial Consultant | Sioux City, IA | 8 | 25 | n/a | yes |
| WAYNE KEOKI MINOAKA MIDRO | Chartered Financial Consultant | Pearl City, HI | 8 | 24 | n/a | yes |
| CHRISTINE ANN LERCHEN | Chartered Financial Consultant | Sparta, MI | 8 | 22 | n/a | yes |
| KIRK ANTHONY BUHR | Chartered Financial Consultant | Camdenton, MO | 8 | 18 | n/a | yes |
| ROBERT EDMUND PETERSON | n/a | El Cajon, CA | 8 | 32 | n/a | yes |
| JEFFREY ALLEN KRIETEMEYER | Chartered Financial Consultant | Columbus, GA | 8 | 26 | n/a | yes |
| AUDRA Derr THOUIN | Chartered Financial Consultant | ALLEN, TX | 8 | 27 | n/a | yes |
| MICHAEL RAY MOYER | Chartered Financial Consultant | Kennett Sq, PA | 8 | 26 | 1 | no |
| DARIN MITCHELL VOTE | Chartered Financial Consultant | LAKEVILLE, MN | 8 | 28 | n/a | yes |
| SARAH SHIELDS BROWNING | Chartered Financial Consultant | Yorktown, VA | 8 | 25 | 1 | yes |
| JAY DEAN POULIGNOT | Chartered Financial Consultant | Cheyenne, WY | 8 | 29 | n/a | yes |
| TERRY JOE BLAKELY | Chartered Financial Consultant | Danville, VA | 8 | 31 | n/a | yes |
| BRADLEY RAY WELBORN | Chartered Financial Consultant | Livingston, TX | Tomball, TX | 8 | 41 | 1 | yes |
| LAWRENCE A LUCAS | Chartered Financial Consultant | Columbia, SC | 8 | 26 | 1 | yes |
| JEREMY VANCE NORMAND | Chartered Financial Consultant | Arlington, TX | 8 | 28 | n/a | yes |
| PAUL CHRISTIAN LUKITSCH | Chartered Financial Consultant | Pittsburgh, PA | 8 | 27 | 1 | yes |
| KRISTY LEA MARQUIS | Chartered Financial Consultant | Mason City, IA | 8 | 25 | n/a | yes |
| KENNETH D. SMITH | Chartered Financial Consultant | Cincinnati, OH | 8 | 21 | 3 | yes |
| KARL MARTIN SMATHERS | Chartered Financial Consultant | Howell, MI | 8 | 22 | n/a | yes |
| SCOTT ALLEN GOINS | Chartered Financial Consultant | Dubuque, IA | 8 | 20 | n/a | yes |
| KIRK PATRICK GWALTNEY | Chartered Financial Consultant | Brentwood, TN | 8 | 15 | n/a | yes |
| MARY ZELL SPELLMAN BRADY | Chartered Financial Consultant | San Francisco, CA | 8 | 19 | n/a | yes |
| TAMARA LYNN YAGGIE | Chartered Financial Consultant | Bellaire, MI | 8 | 17 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT & DIRECTOR | Na | yes | 01/2024 | Jan 9, 2023 | Nov 15, 2024 |
| Farney, Jon, Charles | PRESIDENT & DIRECTOR | Na | yes | 09/2024 | Jan 30, 2024 | Nov 15, 2024 |
| GHANBARPOUR, ARASH | VICE PRESIDENT & DIRECTOR | Na | yes | 09/2024 | Sep 9, 2024 | Nov 15, 2024 |
| HINTZ, SCOTT, ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | Na | yes | 12/2018 | Jan 3, 2019 | Nov 15, 2024 |
| LUDWIG, TERRENCE, MICHAEL | CHIEF COMPLIANCE OFFICER & TREASURER | Na | yes | 02/2018 | Feb 19, 2018 | Nov 15, 2024 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT & DIRECTOR | Na | yes | 09/2024 | Mar 30, 2021 | Nov 15, 2024 |
| Montgomery, Bradley, Doyle | SENIOR VICE PRESIDENT & DIRECTOR | Na | yes | 01/2024 | Dec 16, 2019 | Nov 15, 2024 |
| STATE FARM LIFE INSURANCE COMPANY | Owner | E | yes | 09/2023 | Oct 17, 2023 | Nov 15, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| STATE FARM LIFE INSURANCE COMPANY | n/a | n/a | n/a | Y | yes | n/a |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | n/a | n/a | n/a | Y | yes | n/a |
| STATE FARM VP MANAGEMENT CORP. | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 30, 2026 | $13B | $13B | 7,930 | 7,930 | 6,443 | n/a | n/a |
| 2024 | Mar 25, 2025 | $11B | $11B | 150 | 150 | 17 | n/a | n/a |
| 2023 | Feb 21, 2024 | $10B | $10B | 22 | 22 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $9.3B | $9.3B | 22 | 22 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $11B | $11B | 22 | 22 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $9.7B | $9.7B | 100 | 100 | 0 | n/a | n/a |
| 2019 | Mar 20, 2020 | $8.9B | $8.9B | 90 | 90 | 0 | n/a | n/a |
| 2018 | Mar 22, 2019 | $7.5B | $7.5B | 90 | 90 | 0 | n/a | n/a |
| 2017 | Mar 19, 2018 | $24B | $24B | 90 | 90 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | $22B | $22B | 50 | 50 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $20B | $20B | 250 | 250 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $20B | $20B | 250 | 250 | n/a | n/a | n/a |
| 2013 | Mar 24, 2014 | $16B | $16B | 250 | 250 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $15B | $15B | 250 | 250 | n/a | n/a | n/a |
| 2011 | Mar 20, 2012 | $13B | $13B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 85 | 16 | 69 | 0.2% | 27 | 2 | 0 | 187 | 40 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $13B | $11B | 14.6% | $9.3B | 11.7% | 7,930 | 150 | 6,443 | 17 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | 2 | Apr 4, 2025 | Aug 27, 2026 | BOSTON, MA | Team lift out | Other | 0.0% |