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Advisor at TD PRIVATE CLIENT WEALTH LLC
Melville, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TD PRIVATE CLIENT WEALTH LLC | Bd affiliated wealth | Aug 25, 2025 | n/a | yes | Melville, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 14, 2022 | Jun 25, 2025 | no | NEW YORK, NY|Bay Shore, NY|MELVILLE, NY|ISLIP, NY|WOODBURY, NY|BAY SHORE, NY|BAY SHORE, NY|ISLIP, NY|WOODBURY, NY|ISLIP, NY|BAY SHORE, NY|WOODBURY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | TD PRIVATE CLIENT WEALTH LLC | Jun 25, 2025 | Aug 25, 2025 | 61 | Firm change | Wirehouse to ibd |