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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialistdual registered (broker-dealer)42 years in industry

THOMAS J. FITZPATRICK

Advisor at MADISON AVENUE SECURITIES, LLC

Ocean View, NJ | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:04a4b1fb-c9bd-4b9c-1aec-14e13e8dfa81

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 19, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MADISON AVENUE SECURITIES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Personal Financial Specialist
Exams: S66
First exam: Mar 10, 2008
First registration: Feb 19, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5492019

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MADISON AVENUE SECURITIES, LLC	Bd affiliated wealth	Oct 7, 2024	n/a	yes	Ocean View, NJ\|SAN DIEGO, CA	Current employment
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Oct 10, 2018	Oct 9, 2024	no	Ocean View, NJ\|ATLANTA, GA	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Jan 3, 2018	Oct 8, 2018	no	OCEAN VIEW, NJ	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 9, 2016	Oct 8, 2018	no	OCEAN VIEW, NJ	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Feb 19, 2008	Dec 11, 2015	no	AUSTIN, TX\|MARMORA, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC ADVISORY SERVICES, LLC	MADISON AVENUE SECURITIES, LLC	Oct 9, 2024	Oct 7, 2024	-2	Firm change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	SUMMIT FINANCIAL GROUP INC	Oct 8, 2018	Jan 3, 2018	-278	Firm change after gap	Other
SUMMIT FINANCIAL GROUP INC	OSAIC ADVISORY SERVICES, LLC	Oct 8, 2018	Oct 10, 2018	2	Firm change	Ibd to RIA
NFP ADVISOR SERVICES, LLC	CETERA INVESTMENT ADVISERS LLC	Dec 11, 2015	Feb 9, 2016	60	Firm change	Other

Relationships

Registered with (5)

→ MADISON AVENUE SECURITIES, LLCRegistered adviserregistration: current employment
Oct 7, 2024 to presentfactForm ADV
→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Oct 10, 2018 to Oct 9, 2024factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 9, 2016 to Oct 8, 2018factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Jan 3, 2018 to Oct 8, 2018factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Feb 19, 2008 to Dec 11, 2015factForm ADV

Dated events

Occurred
Oct 9, 2024
Advisor changed firm
Thomas J. Fitzpatrick left Osaic Advisory Services, Llc for Madison Avenue Securities, Llc (registered 2024-10-07)
Form ADVobserved 5 days ago