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CRD 171070
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-09-03 (filing); first seen by DFX 2026-09-15.
Dated 2026-09-15 (filing); first seen by DFX 2026-09-19.
Dated 2026-07-29 (filing); first seen by DFX 2026-09-15.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RAYMOND BRADLEY BROWN | Certified Financial Planner | ATLANTA, GA | Westlake, OH | 10 | 20 | 4 | yes |
| DANIEL GRAHAM HEAD | n/a | Knoxville, TN | ATLANTA, GA | 10 | 44 | 2 | yes |
| Terry Bryan DICKEY | n/a | Knoxville, TN | ATLANTA, GA | 10 | 28 | 2 | yes |
| BARBARA Ann MILLION | n/a | ATLANTA, GA | Knoxville, TN | 10 | 25 | 2 | yes |
| Antwone Harris | Certified Financial Planner | Washington, DC | ATLANTA, GA | 8 | 23 | 2 | no |
| THERESA A LABADIE | n/a | SCOTTSDALE, AZ | Scottsdale, AZ | 8 | 10 | 1 | no |
| JASON ANDREW IANNANTUONO | Certified Financial Planner | ATLANTA, GA | Allentown, PA | 8 | 32 | 3 | yes |
| JOHN JOSEPH IANNANTUONO | Chartered Financial Consultant | Allentown, PA | ATLANTA, GA | 8 | 45 | 4 | yes |
| BRUCE DAVID HERMANN | n/a | ATLANTA, GA | Milford, DE | 8 | 34 | 2 | yes |
| JAMES VANCE KAMPSTRA | Certified Financial Planner | ATLANTA, GA | Gettysburg, PA | 7 | 16 | 1 | yes |
| KELLY Layton KAMPSTRA | Certified Financial Planner | Gettysburg, PA | ATLANTA, GA | 7 | 13 | 1 | yes |
| ERIC SHAWN ASHBURN | Certified Financial Planner | ATLANTA, GA | Vienna, VA | 7 | 13 | 1 | yes |
| CECILE ELISABETH HULT | Certified Financial Planner | Vienna, VA | ATLANTA, GA | 7 | 18 | 1 | yes |
| DIANNE WILLIAMS NOLIN | Certified Financial Planner | Vienna, VA | ATLANTA, GA | 7 | 34 | 2 | yes |
| JOSEPH PATRICK GALLEMORE | n/a | ATLANTA, GA | Penfield, NY | Vienna, VA | 7 | 22 | 1 | no |
| Jonathan Lynn Hayes | n/a | ATLANTA, GA | Knoxville, TN | 7 | 26 | 2 | no |
| ROBERTO ALEXANDRO BLANCO | n/a | ATLANTA, GA | El Paso, TX | Phoenix, AZ | 7 | 30 | 5 | yes |
| BRENT COLEMAN ELLIOTT | Chartered Financial Consultant | ATLANTA, GA | Greensboro, NC | 6 | 33 | 3 | yes |
| TIMOTHY ARTHUR MELLON | Chartered Financial Consultant | ATLANTA, GA | Greensboro, NC | 6 | 32 | 3 | yes |
| Rodney Gray Segraves | n/a | Greensboro, NC | Raleigh, NC | ATLANTA, GA | 6 | 27 | 2 | no |
| MARK LEE ROBARE | Chartered Financial Consultant | ATLANTA, GA | Houston, TX | 6 | 39 | 2 | yes |
| STANLEY EDWARD ROBARE | Certified Financial Planner | Houston, TX | ATLANTA, GA | 6 | 17 | 1 | yes |
| Valerie Giles Roque | Certified Financial Planner | Houston, TX | ATLANTA, GA | 6 | 13 | 1 | yes |
| Anthony William Hosfeld | n/a | ATLANTA, GA | Sandusky, OH | 6 | 29 | 7 | no |
| JACK LEWIS JONES | Certified Financial Planner | Houston, TX | ATLANTA, GA | 6 | 31 | 2 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HAMEL, CYNTHIA, ANN | PRESIDENT, INTERIM CHIEF OPERATING OFFICER | Na | yes | 07/2025 | Aug 28, 2026 | Aug 28, 2026 |
| OSAIC HOLDINGS, INC. | MANAGER/SOLE MEMBER | E | yes | 05/2020 | Aug 28, 2026 | Aug 28, 2026 |
| PRICE, JAMES, DALE | Chairman | Na | yes | 05/2020 | Aug 28, 2026 | Aug 28, 2026 |
| SCHLUETER, MATTHEW, ADAM | EXECUTIVE VICE PRESIDENT, OPERATIONS AND TECHNOLOGY SOLUTIONS | Na | yes | 02/2020 | Aug 28, 2026 | Aug 28, 2026 |
| AG ARTEMIS HOLDINGS GP, LLC | GENERAL PARTNER | F | yes | 05/2019 | Jun 26, 2020 | Dec 10, 2024 |
| AG ARTEMIS HOLDINGS, L.P. | Shareholder | E | yes | 08/2019 | Mar 13, 2020 | Dec 10, 2024 |
| AG INTERMEDIATE CORP. | Shareholder | E | yes | 05/2020 | Mar 13, 2020 | Dec 10, 2024 |
| AG PARENT CORP. | Shareholder | E | yes | 08/2019 | Mar 13, 2020 | Dec 10, 2024 |
| BERLINSKI, MILTON, RALPH | INVESTMENT MANAGER | F | yes | 08/2014 | Jun 26, 2020 | Dec 10, 2024 |
| BERLINSKI, MILTON, RALPH | Member | C | yes | 08/2014 | Jun 26, 2020 | Dec 10, 2024 |
| BERLINSKI, MILTON, RALPH | GENERAL PARTNER | F | yes | 08/2014 | Jun 26, 2020 | Dec 10, 2024 |
| BERLINSKI, MILTON, RALPH | GENERAL PARTNER | F | yes | 01/2018 | Jun 26, 2020 | Dec 10, 2024 |
| BERLINSKI, MILTON, RALPH | Trustee | C | yes | 06/2006 | Jun 26, 2020 | Dec 10, 2024 |
| MRB ICBC LLC | Member | C | yes | 08/2014 | Jun 26, 2020 | Dec 10, 2024 |
| OSAIC FINANCIAL SERVICES, INC. | Shareholder | E | yes | 05/2020 | Jul 21, 2023 | Dec 10, 2024 |
| RCP ARTEMIS CO-INVEST GP LLC | GENERAL PARTNER | F | yes | 05/2019 | Jun 26, 2020 | Dec 10, 2024 |
| RCP ARTEMIS CO-INVEST L.P. | LIMITED PARTNER | D | yes | 08/2019 | Mar 13, 2020 | Dec 10, 2024 |
| RCP GENPAR HOLDCO LLC | LIMITED PARTNER | E | yes | 08/2014 | Jun 26, 2020 | Dec 10, 2024 |
| RCP GENPAR LP | LIMITED PARTNER | E | yes | 01/2018 | Jun 26, 2020 | Dec 10, 2024 |
| RCP OPP FUND II GP, LP | Member | E | yes | 05/2019 | Jun 26, 2020 | Dec 10, 2024 |
| RCP OPP FUND II GP, LP | Member | E | yes | 05/2019 | Jun 26, 2020 | Dec 10, 2024 |
| SWENSON, EDWARD, CHRISTY | PRESIDENT, INTERIM CHIEF OPERATING OFFICER | Na | yes | 01/2024 | Feb 8, 2024 | Dec 10, 2024 |
| THE BERLINSKI FAMILY 2006 TRUST | Member | E | yes | 08/2014 | Jun 26, 2020 | Dec 10, 2024 |
| MITCHELL, CHRISTOPHER, MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | Na | no | 09/2025 | Aug 28, 2026 | Aug 28, 2026 |
| Northrip, Iryna, Yakovlevna | SVP, CHIEF COMPLIANCE OFFICER | Na | no | 02/2023 | Feb 6, 2023 | Dec 10, 2024 |
| SCHMIDT, DAVID, ANDREW | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | Na | no | 03/2021 | Mar 30, 2021 | Dec 10, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | n/a | Bd affiliated wealth | $235B | N | yes | n/a |
| OSAIC FA, INC. | n/a | Former SEC adviser | $37B | N | yes | n/a |
| OSAIC SERVICES, INC. | n/a | Former SEC adviser | $16B | N | yes | n/a |
| LADENBURG THALMANN ASSET MANAGEMENT INC | n/a | Other adviser | $6.7B | N | yes | n/a |
| OSAIC INSTITUTIONS, INC. | n/a | Bd affiliated wealth | $6.5B | N | yes | n/a |
| OSAIC FS, INC. | n/a | Former SEC adviser | $4.5B | N | yes | n/a |
| BLACK DIAMOND FINANCIAL, LLC | n/a | Independent wealth | $441M | N | yes | n/a |
| VISION2020 WEALTH MANAGEMENT CORP. | n/a | No RAUM reported | $0 | N | yes | n/a |
| HIGHLAND CAPITAL BROKERAGE INC | n/a | n/a | n/a | N | yes | n/a |
| LADENBURG THALMANN & CO. INC. | n/a | n/a | n/a | N | yes | n/a |
| PREMIER TRUST, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SOUTH BARRINGTON | IL | United States | 12 | yes |
| Wormleysburg | Pa | United States | 9 | yes |
| Houston | TX | United States | 7 | yes |
| Vienna | Va | United States | 7 | yes |
| Plantation | FL | United States | 6 | yes |
| Gettysburg | Pa | United States | 6 | yes |
| EL PASO | TX | United States | 6 | yes |
| WEST CHESTER | Pa | United States | 5 | yes |
| Appleton | Wi | United States | 5 | yes |
| Englewood | Co | United States | 4 | yes |
| Greensboro | Nc | United States | 4 | yes |
| Wilmington | Nc | United States | 4 | yes |
| LAKE OSWEGO | Or | United States | 4 | yes |
| Allentown | Pa | United States | 4 | yes |
| Lemoyne | Pa | United States | 4 | yes |
| COLORADO SPRINGS | Co | United States | 3 | yes |
| WEST MELBOURNE | FL | United States | 3 | yes |
| Troy | Mi | United States | 3 | yes |
| Greenville | Sc | United States | 3 | yes |
| Seneca | Sc | United States | 3 | yes |
| Knoxville | Tn | United States | 3 | yes |
| Huntsville | Al | United States | 2 | yes |
| Naples | FL | United States | 2 | yes |
| Keller | TX | United States | 2 | yes |
| Bothell | Wa | United States | 2 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $15B | $15B | 2,180 | 344 | 200 | n/a | n/a |
| 2024 | Mar 31, 2025 | $12B | $12B | 2,594 | 389 | 200 | n/a | n/a |
| 2023 | Mar 28, 2024 | $4.9B | $4.8B | 2,582 | 141 | 155 | n/a | n/a |
| 2022 | Mar 31, 2023 | $4.6B | $4.5B | 1,748 | 119 | 56 | n/a | n/a |
| 2021 | Mar 31, 2022 | $5.2B | $4.9B | 2,037 | 112 | 44 | n/a | n/a |
| 2020 | Mar 30, 2021 | $3.8B | $3.5B | 1,828 | 99 | 35 | n/a | n/a |
| 2019 | Mar 27, 2020 | $3.1B | $2.8B | 88 | 83 | 26 | n/a | n/a |
| 2018 | Mar 28, 2019 | $1.5B | $1.3B | 56 | 51 | 20 | n/a | n/a |
| 2017 | Mar 30, 2018 | $684M | $683M | 29 | 26 | 14 | n/a | n/a |
| 2016 | Mar 30, 2017 | $542M | $542M | 24 | 24 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $134M | $134M | 22 | 16 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $37.9M | $37.9M | 12 | 7 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 33 | 18 | 15 | 5.1% | 5 | 9 | 0 | 137 | 114 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $15B | $12B | 24.1% | $4.6B | 49.5% | 2,180 | 2,594 | 200 | 200 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ARKADIOS WEALTH ADVISORS | 2 | Sep 15, 2026 | Sep 14, 2026 | ATLANTA, GA | Team lift out | Ibd to ibd | 0.6% |
| OSAIC WEALTH, INC. | 4 | Sep 3, 2026 | Sep 3, 2026 | EL PASO, TX | Team lift out | Ibd to ibd | 1.1% |
| LPL FINANCIAL LLC | 2 | Oct 3, 2025 | Oct 1, 2025 | ATLANTA, GA | Team lift out | Ibd to ibd | 0.6% |
| PRESTIGE WEALTH MANAGEMENT | 2 | Sep 4, 2025 | Jun 7, 2025 | SOUTHLAKE, TX | Team lift out | Ibd to RIA | 0.6% |
| THE BYCOFF GROUP LLC | 2 | Aug 7, 2025 | Aug 6, 2025 | ATLANTA, GA | Team lift out | Other | 0.6% |
| COMMONWEALTH FINANCIAL NETWORK | 2 | May 28, 2025 | May 22, 2025 | ATLANTA, GA | Team lift out | Ibd to ibd | 0.6% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 3 | May 7, 2025 | May 6, 2025 | ATLANTA, GA | Team lift out | Ibd to ibd | 0.9% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2 | May 7, 2025 | May 5, 2025 | WEST CHESTER, PA | Team lift out | Ibd to ibd | 0.6% |
| LASALLE ST. INVESTMENT ADVISORS, L.L.C. | 2 | Apr 15, 2025 | Apr 11, 2025 | OAK BROOK, IL | Team lift out | Ibd to ibd | 0.6% |
| STRATEGIC BLUEPRINT, LLC | 3 | Feb 12, 2025 | Feb 17, 2025 | ATLANTA, GA | Team lift out | Ibd to RIA | 0.9% |
| STRATEGIC BLUEPRINT, LLC | 2 | Feb 12, 2025 | Feb 12, 2025 | CLEMMONS, NC | Team lift out | Ibd to RIA | 0.6% |
| VIAQUEST ADVISORS LLC | 3 | Dec 31, 2024 | Jan 3, 2025 | ATLANTA, GA | Team lift out | Ibd to new firm | 0.9% |
| AUSDAL FINANCIAL PARTNERS, INC. | 8 | Dec 5, 2024 | Jun 5, 2025 | ATLANTA, GA | Team lift out | Ibd to RIA | 2.3% |
| VESTGEN ADVISORS, LLC | 2 | Nov 11, 2024 | Nov 1, 2024 | SOUTH BARRINGTON, IL | Team lift out | Ibd to RIA | 0.6% |
| VESTGEN ADVISORS, LLC | 7 | Nov 8, 2024 | Nov 1, 2024 | ATLANTA, GA | Team lift out | Ibd to RIA | 3.6% |
| STONEBRIDGE FINANCIAL GROUP, LLC | 8 | Feb 2, 2024 | Feb 5, 2024 | ATLANTA, GA | Team lift out | Ibd to new firm | 5.3% |
| STONEBRIDGE FINANCIAL GROUP, LLC | 2 | Feb 2, 2024 | Feb 4, 2024 | WORMLEYSBURG, PA | Team lift out | Ibd to new firm | 1.3% |
| STONEBRIDGE FINANCIAL GROUP, LLC | 6 | Dec 31, 2023 | Jan 2, 2024 | ATLANTA, GA | Team lift out | Ibd to new firm | 4.1% |
| LPL FINANCIAL LLC | 3 | Dec 1, 2023 | Nov 29, 2023 | ATLANTA, GA | Team lift out | Ibd to ibd | 2.0% |
| GUARDIAN WEALTH ADVISORS, LLC | 3 | Jul 1, 2021 | Jul 2, 2021 | ATLANTA, GA | Team lift out | Ibd to RIA | 3.1% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2 | Jul 29, 2026 | Aug 14, 2026 | SANDY, UT | Team lift out | Ibd to ibd | 0.0% |
| BEACON FINANCIAL GROUP, INC. | 7 | Mar 27, 2026 | Feb 9, 2026 | AURORA, OH | Firm absorbed | RIA to ibd | 100.0% |
| PFG ADVISORS | 12 | Nov 1, 2025 | Nov 7, 2025 | MERIDIAN, ID | Team lift out | RIA to ibd | 11.1% |
| OSAIC WEALTH, INC. | 2 | Jun 5, 2025 | Nov 8, 2024 | SOUTHLAKE, TX | Team lift out | Ibd to ibd | 0.0% |
| Spc | 2 | Oct 28, 2024 | Oct 28, 2024 | ANN ARBOR, MI | Team lift out | Ibd to ibd | 0.5% |
| AMERICAN PORTFOLIOS ADVISORS, INC | 28 | Oct 11, 2024 | Jan 16, 2025 | HOLBROOK, NY | Team lift out | Ibd to ibd | 6.0% |
| OSAIC WEALTH, INC. | 6 | Oct 11, 2024 | Oct 15, 2024 | SCOTTSDALE, AZ | Team lift out | Ibd to ibd | 0.1% |
| OSAIC WEALTH, INC. | 6 | Oct 11, 2024 | Dec 6, 2024 | BOCA RATON, FL | Team lift out | Ibd to ibd | 0.1% |
| OSAIC WEALTH, INC. | 3 | Oct 11, 2024 | Oct 15, 2024 | STATEN ISLAND, NY | Team lift out | Ibd to ibd | 0.0% |
| TRIAD ADVISORS, LLC | 2 | Aug 23, 2024 | Sep 20, 2021 | ATLANTA, GA | Team lift out | Ibd to ibd | 2.2% |
| Spc | 2 | Jun 14, 2024 | Jun 18, 2024 | CHESTERFIELD, MI | Team lift out | Ibd to ibd | 0.5% |
| Spc | 2 | May 31, 2024 | May 31, 2024 | GREENCASTLE, IN | Team lift out | Ibd to ibd | 0.5% |
| WATERWAY WEALTH MANAGEMENT, L.L.C. | 2 | Apr 15, 2024 | Mar 7, 2024 | THE WOODLANDS, TX | Team lift out | RIA to ibd | 40.0% |
| MOORE WEALTH MANAGEMENT L.L.C. | 2 | Mar 12, 2024 | Dec 11, 2023 | RENTON, WA | Team lift out | Other | 100.0% |
| AMERIPRISE FINANCIAL SERVICES, LLC | 4 | Jan 18, 2024 | Jan 16, 2024 | PUEBLO, CO | Team lift out | Ibd to ibd | 0.0% |
| CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC | 4 | Jan 5, 2024 | Jan 12, 2024 | NEWPORT BEACH, CA | Team lift out | Other | 3.2% |
| CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC | 2 | Jan 5, 2024 | Jan 5, 2024 | BLOOMFIELD HILLS, MI | Team lift out | Other | 1.6% |
| Spc | 2 | Nov 10, 2023 | Nov 13, 2023 | ENGLEWOOD, CO | Team lift out | Ibd to ibd | 0.5% |
| Spc | 2 | Oct 30, 2023 | Nov 10, 2023 | YPSILANTI, MI | Team lift out | Ibd to ibd | 0.4% |
| UNITED CAPITAL FINANCIAL ADVISORS | 6 | Oct 20, 2023 | Oct 13, 2023 | FT LAUDERDALE, FL | Team lift out | Ibd to ibd | 2.3% |