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Advisor at PIEDMONT CAPITAL MANAGEMENT, LLC
GREENBORO, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PIEDMONT CAPITAL MANAGEMENT, LLC | Independent wealth | Oct 28, 2024 | n/a | yes | GREENBORO, NC | Current employment |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Jul 1, 2020 | Jan 23, 2023 | no | RALEIGH, NC|GREENSBORO, NC | Previous registration |
| COLTON GROOME FINANCIAL ADVISORS, LLC | Independent wealth | Jan 1, 2018 | Nov 19, 2018 | no | ASHEVILLE, NC | Previous registration |
| VALMARK ADVISERS, INC. | Bd affiliated wealth | Jan 14, 2014 | Dec 31, 2017 | no | ASHVILLE, NC | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Oct 27, 2011 | Mar 9, 2012 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST CITIZENS INVESTOR SERVICES, INC. | PIEDMONT CAPITAL MANAGEMENT, LLC | Jan 23, 2023 | Oct 28, 2024 | 644 | Firm change after gap | Ibd to RIA |
| COLTON GROOME FINANCIAL ADVISORS, LLC | FIRST CITIZENS INVESTOR SERVICES, INC. | Nov 19, 2018 | Jul 1, 2020 | 590 | Firm change after gap | RIA to ibd |
| VALMARK ADVISERS, INC. | COLTON GROOME FINANCIAL ADVISORS, LLC | Dec 31, 2017 | Jan 1, 2018 | 1 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | VALMARK ADVISERS, INC. | Mar 9, 2012 | Jan 14, 2014 | 676 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108050:128365:NC:2017-12-31 | Dec 31, 2017 | Jan 1, 2018 | ASHVILLE, NC | Firm change |