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Advisor at LPL FINANCIAL LLC
WILLOUGHBY HILLS, OH | PARMA, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 14, 2018 | n/a | yes | PARMA, OH|WILLOUGHBY HILLS, OH | Current employment |
| TA-CHECK FINANCIAL LTD. | State registered | Dec 7, 2017 | Dec 31, 2022 | no | STRONGSVILLE, OH | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Aug 7, 2007 | Feb 14, 2018 | no | PARMA, OH|PARMA, OH|APPLETON, WI | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jan 12, 2004 | Aug 9, 2007 | no | PARMA, OH|PARMA, OH | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Oct 2, 2003 | Jan 7, 2004 | no | MIDDLEBURG HTS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TA-CHECK FINANCIAL LTD. | LPL FINANCIAL LLC | Dec 31, 2022 | Feb 14, 2018 | -1,781 | Firm change after gap | Other |
| SII INVESTMENTS, INC. | TA-CHECK FINANCIAL LTD. | Feb 14, 2018 | Dec 7, 2017 | -69 | Firm change after gap | Ibd to state RIA |
| FSC SECURITIES CORPORATION | SII INVESTMENTS, INC. | Aug 9, 2007 | Aug 7, 2007 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 122953:6413:OH:2022-12-31 | Dec 31, 2022 | Feb 14, 2018 | STRONGSVILLE, OH | Firm change after gap |
| 2225:122953:WI:2018-02-14 | Feb 14, 2018 | Dec 7, 2017 | APPLETON, WI | Firm change after gap |