DFX Intelligence

A•••• V••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

A•••• V••••• S•••••••

Advisor at L•• F•••••••• L••

MEDFORD, OR

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Search this name across graphsid dfx:ria:04d1c913-bfb3-73a2-32a1-fdfc0a0a6d1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 4, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 1, 2025	n/a	yes	MEDFORD, OR	Current employment
F•••••••• A•••••••• I••••••••• M•••••••••	Former SEC adviser	Jan 17, 2013	Aug 18, 2025	no	OLYMPIA, WA\|Medford, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A•••••••• I••••••••• M•••••••••	L•• F•••••••• L••	Aug 18, 2025	Jul 1, 2025	-48	Firm change after gap	RIA to ibd
S•••• V••••• W••••• M•••••••••	F•••••••• A•••••••• I••••••••• M•••••••••	Jun 21, 2012	Jan 17, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
151298:6413:OR:2025-08-04	Aug 18, 2025	Jul 1, 2025	MEDFORD, OR	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ F•••••••• A•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jan 17, 2013 to Aug 18, 2025factForm ADV
→ S•••• V••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 8, 2004 to Jun 21, 2012factForm ADV

Dated events

Occurred
Aug 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04d1c913-bfb3-73a2-32a1-fdfc0a0a6d1e
First observed: Jul 8, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.