DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SOUTH VALLEY WEALTH MANAGEMENT

ELLIOTT-LEDGERWOOD & COMPANY, CRD 14797

KLAMATH FALLS, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2d151e6-954c-6ae8-2253-e7537b789b70

Data as of May 22, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to May 22, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $85.9MItem 5.F on the latest filing (2012-05-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $46.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 295
SEC number: 801-61535
CRD: 14797
Filings on the tape: 4
First filed: Mar 30, 2012
Latest filed: May 22, 2012
Organised: Corporation, Oregon

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEDGERWOOD, MARTIN RICHARD	PRESIDENT AND CCO	Na	yes	03/2010	Mar 30, 2012	May 22, 2012
LEDGERWOOD, RICHARD STEVEN	VICE-PRESIDENT	Na	yes	03/2010	Mar 30, 2012	May 22, 2012
PEDERSON, CLARK DEAN	VICE-PRESIDENT	Na	yes	01/1998	Mar 30, 2012	May 22, 2012
SOUTH VALLEY BANCORP, INC.	FINANCIAL HOLDING COMPANY	E	yes	05/2000	Mar 30, 2012	May 22, 2012
HULBERT, ALISON ANNA	CHIEF FINANCIAL OFFICER	Na	no	02/2001	Mar 30, 2012	May 22, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bend	Or	United States	n/a	no
Medford	Or	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$85.9M	$46.8M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$85.9M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (4)

← PEDERSON, CLARK DEANOwnerVICE-PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← LEDGERWOOD, MARTIN RICHARDOwnerPRESIDENT AND CCO, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← LEDGERWOOD, RICHARD STEVENOwnerVICE-PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SOUTH VALLEY BANCORP, INC.OwnerFINANCIAL HOLDING COMPANY, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Owns (1)

← HULBERT, ALISON ANNAOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (2)

← MARTIN RICHARD LEDGERWOODAdvisorregistration: previous registration
Dec 31, 1998 to Aug 16, 2012factForm ADV
← ALLEN VICTOR SCHUTZKYAdvisorregistration: previous registration
Jul 8, 2004 to Jun 21, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2d151e6-954c-6ae8-2253-e7537b789b70
First observed: Mar 30, 2012
Last observed: May 22, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOUTH VALLEY WEALTH MANAGEMENT

ELLIOTT-LEDGERWOOD & COMPANY, CRD 14797

KLAMATH FALLS, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2d151e6-954c-6ae8-2253-e7537b789b70

Data as of May 22, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEDGERWOOD, MARTIN RICHARD

PRESIDENT AND CCO

yes

03/2010

Mar 30, 2012

May 22, 2012

LEDGERWOOD, RICHARD STEVEN

VICE-PRESIDENT

yes

03/2010

Mar 30, 2012

May 22, 2012

PEDERSON, CLARK DEAN

VICE-PRESIDENT

yes

01/1998

Mar 30, 2012

May 22, 2012

SOUTH VALLEY BANCORP, INC.

FINANCIAL HOLDING COMPANY

yes

05/2000

Mar 30, 2012

May 22, 2012

HULBERT, ALISON ANNA

CHIEF FINANCIAL OFFICER

02/2001

Mar 30, 2012

May 22, 2012

City

State

Country

Employees

Also broker-dealer

Bend

United States

n/a

Medford

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$85.9M

$46.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$85.9M

n/a