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Advisor at APOLLON WEALTH MANAGEMENT, LLC
MOUNT PLEASANT, SC | Delafield, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| APOLLON WEALTH MANAGEMENT, LLC | Independent wealth | Apr 22, 2026 | n/a | yes | MOUNT PLEASANT, SC|Delafield, WI | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Jan 8, 2020 | Apr 20, 2026 | no | DELAFIELD, WI | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 15, 2014 | Jan 13, 2020 | no | DELAFIELD, WI | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Mar 14, 2013 | Oct 3, 2014 | no | DELAFIELD, WI|DELAFIELD, WI|APPLETON, WI | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Mar 1, 2012 | Mar 18, 2013 | no | DELAFIELD, WI | Previous registration |
| EDWARD JONES | National bd RIA | Jun 10, 2010 | Jan 27, 2012 | no | Maryland Heights, MO|Whitewater, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | APOLLON WEALTH MANAGEMENT, LLC | Apr 20, 2026 | Apr 22, 2026 | 2 | Firm change | Ibd to RIA |
| SAGEPOINT FINANCIAL, INC. | INDEPENDENT FINANCIAL GROUP, LLC | Jan 13, 2020 | Jan 8, 2020 | -5 | Firm change | Ibd to RIA |
| SII INVESTMENTS, INC. | SAGEPOINT FINANCIAL, INC. | Oct 3, 2014 | Oct 15, 2014 | 12 | Firm change | Other |
| SAGEPOINT FINANCIAL, INC. | SII INVESTMENTS, INC. | Mar 18, 2013 | Mar 14, 2013 | -4 | Firm change | Other |
| EDWARD JONES | SAGEPOINT FINANCIAL, INC. | Jan 27, 2012 | Mar 1, 2012 | 34 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7717:291902:WI:2026-04-20 | Apr 20, 2026 | Apr 22, 2026 | DELAFIELD, WI | Firm change |
| 133763:7717:WI:2020-01-13 | Jan 13, 2020 | Jan 8, 2020 | DELAFIELD, WI | Firm change |