RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• D••••• R••••
- A•••••• W••••• M••••••••• L•• i••••••••• wealth currentsince Apr 22, 2026 · Mount Pleasant, Sc
- I••••••••• F•••••••• G••••• L•• BD affiliatedJan 8, 2020 to Apr 20, 2026 · Delafield, Wi
- S•••••••• F••••••••• I••• formerOct 15, 2014 to Jan 13, 2020 · Delafield, Wi
- S•• I••••••••• I••• formerMar 14, 2013 to Oct 3, 2014 · Delafield, Wi
- S•••••••• F••••••••• I••• formerMar 1, 2012 to Mar 18, 2013 · Delafield, Wi
- E••••• J•••• national BDJun 10, 2010 to Jan 27, 2012 · Maryland Heights, Mo
- I••••••••• F•••••••• G••••• L•• to A•••••• W••••• M••••••••• L••left Apr 20, 2026, registered Apr 22, 2026 (2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S•••••••• F••••••••• I••• to I••••••••• F•••••••• G••••• L••left Jan 13, 2020, registered Jan 8, 2020 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S•• I••••••••• I••• to S•••••••• F••••••••• I•••left Oct 3, 2014, registered Oct 15, 2014 (12 days) · Other
- S•••••••• F••••••••• I••• to S•• I••••••••• I•••left Mar 18, 2013, registered Mar 14, 2013 (-4 days) · Other
- E••••• J•••• to S•••••••• F••••••••• I•••left Jan 27, 2012, registered Mar 1, 2012 (34 days) · Other
- C•••• D••••• R•••• left I••••••••• F•••••••• G••••• L•• for A•••••• W••••• M••••••••• L•• (registered 2026-04-22)Apr 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address