DFX Intelligence

D•••• A•••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)47 years in industry

D•••• A•••••• C••••••••

Advisor at W••••••••• A••••••• P••••••• L••

WEST CHESTER, PA | BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:04de8463-6e71-a7bc-57c8-111e226a438a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 15, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1978earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Mar 31, 2025	n/a	yes	BLOOMFIELD HILLS, MI\|WEST CHESTER, PA	Current employment
I••••••••• W••••• C••••••• L••	Independent wealth	Jan 3, 2023	Apr 1, 2025	no	BLOOMFIELD HILLS, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W••••• C••••••• L••	W••••••••• A••••••• P••••••• L••	Apr 1, 2025	Mar 31, 2025	-1	Firm change	RIA to RIA
W••••••••• A••••••• P••••••• L••	I••••••••• W••••• C••••••• L••	May 17, 2023	Jan 3, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
284656:171976:MI:2025-04-01	Apr 1, 2025	Mar 31, 2025	BLOOMFIELD HILLS, MI	Firm change
171976:284656:PA:2023-05-17	May 17, 2023	Jan 3, 2023	WEST CHESTER, PA	Firm change after gap

Relationships

Registered with (2)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: previous registration
Feb 15, 2018 to May 17, 2023factForm ADV
→ I••••••••• W••••• C••••••• L••Registered adviserregistration: previous registration
Jan 3, 2023 to Apr 1, 2025factForm ADV

Dated events

Occurred
Apr 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04de8463-6e71-a7bc-57c8-111e226a438a
First observed: Feb 15, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.