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CRD 171976
WEST CHESTER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| A••• J•••• S••••• | Certified Financial Planner | WARMINSTER, PA | HUNTINGTON VALLEY, PA | WEST CHESTER, PA | HUNTINGDON VALLEY, PA | 19 | 30 | 2 | yes |
| N••• I•• G••••• | Chartered Financial Consultant | DOYLESTOWN, PA | HORSHAM, PA | WEST CHESTER, PA | Horsham, PA | 14 | 17 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D••••••••• J••••• | CHIEF FINANCIAL OFFICER | Na | yes | 04/2018 | Aug 12, 2026 | Aug 12, 2026 |
| K•••••• J••••• J••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 04/2021 | Aug 12, 2026 | Aug 12, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| W••••••••• C•••••• M••••••••• L•• | n/a | I•••••••••_WEALTH | $3.9B | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Marietta | Ga | United States | 8 | no |
| Leawood | Ks | United States | 7 | no |
| Horsham | Pa | United States | 7 | yes |
| Winchester | Va | United States | 7 | no |
| BERKELEY HEIGHTS | Nj | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 31 | 24 | 7 | 13.6% | 13 | 0 | 0 | 72 | 34 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $8.3B | $6.0B | 37.8% | $3.9B | 28.5% | 243 | 219 | 69 | 69 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | 2 | Jun 12, 2026 | Jun 8, 2026 | WEST CHESTER, PA | Team lift out | Ibd to ibd | 1.2% |
| L•• F•••••••• L•• | 2 | Jun 12, 2026 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| I•• A••••••• L•• | 6 | Sep 17, 2026 | Jul 15, 2026 | EASTON, PA | Firm absorbed | RIA to ibd | 75.0% |
| C•••••• W••••• M••••••••• I••• | 2 | Dec 31, 2025 | Oct 29, 2025 |
| 1 |
| yes |
| J••• E••••••• S••••• | n/a | HORSHAM, PA | Horsham, PA | WEST CHESTER, PA | EXTON, PA | 14 | 30 | 3 | yes |
| M••••• W•••••• M••••• | Certified Financial Planner|Chartered Financial Consultant | Horsham, PA | HORSHAM, PA | WEST CHESTER, PA | 14 | 29 | 3 | yes |
| D•••• A••• K••••• | n/a | BLOOMFIELD HILLS, MI | WEST CHESTER, PA | 13 | 37 | 3 | yes |
| M••• B••••• | Chartered Financial Consultant | WEST CHESTER, PA | 11 | 42 | 1 | yes |
| r•••••• r••••••• | Certified Financial Planner | WEST CHESTER, PA | 11 | 18 | 2 | no |
| B•••• E••••• F•••••• | n/a | LEESBURG, VA | WEST CHESTER, PA | 11 | 25 | 4 | yes |
| A••••• M••••• M••••• | n/a | WEST CHESTER, PA | CROYDON, PA | 11 | 27 | 2 | yes |
| L••• L••• D••••• | n/a | WEST CHESTER, PA | ALPHARETTA, GA | 11 | 30 | 3 | yes |
| J•••••• T••••• J•••• | Certified Financial Planner | ALPHARETTA, GA | WEST CHESTER, PA | 11 | 28 | 1 | yes |
| J••••••• A••• O••••• | n/a | WEST CHESTER, PA | ALPHARETTA, GA | 11 | 28 | 1 | yes |
| F••••••• E•••• H••• | n/a | ALPHARETTA, GA | WEST CHESTER, PA | 11 | 21 | 1 | yes |
| C••••••••• T••••• U••••• | Certified Financial Planner|Chartered Financial Consultant | Phoenix, AZ | Naples, FL | WEST CHESTER, PA | 10 | 24 | 3 | yes |
| J••••••• A••••• J•••••• | Certified Financial Planner | Saline, MI | WEST CHESTER, PA | 10 | 30 | 2 | no |
| R•••••• H•••••• H•• | n/a | La Plata, MD | WEST CHESTER, PA | 9 | 32 | 6 | yes |
| D••••• C•••••• M••••••• | Certified Financial Planner | Westchester, PA | WEST CHESTER, PA | 9 | 13 | 1 | no |
| D••••• M••••• S•••••• | Certified Financial Planner | West Chester, PA | WEST CHESTER, PA | 9 | 33 | 2 | yes |
| J•• P•••• W•••••• | n/a | Havertown, PA | WEST CHESTER, PA | 9 | 19 | 1 | yes |
| M••• A••••• F••••• | n/a | Phoenix, AZ | WEST CHESTER, PA | 9 | 14 | 1 | yes |
| A•••••• A•••• T••••• | n/a | Atkins, IA | WEST CHESTER, PA | 9 | 31 | 3 | no |
| J•••• M•••••• Z••••• | n/a | Alpharetta, GA | WEST CHESTER, PA | 9 | 11 | n/a | yes |
| J••• E••••• T••••••••• | n/a | Sterling, VA | WEST CHESTER, PA | 9 | 30 | 3 | yes |
| W•••••• E••••• B••••• | n/a | CROSSVILLE, TN | WEST CHESTER, PA | KNOXVILLE, TN | OAK RIDGE, TN | 8 | 13 | 2 | yes |
| J•••• F•••••••• M••••• | n/a | WEST CHESTER, PA | Charlottesville, VA | 8 | 25 | 3 | yes |
| CHIEF INVESTMENT OFFICER |
| Na |
| yes |
| 04/2018 |
| Aug 12, 2026 |
| Aug 12, 2026 |
| R••••• M••••••• T••••• | President | Na | yes | 08/2018 | Aug 12, 2026 | Aug 12, 2026 |
| W••••••••• P••••• H••••••• L•• | Member | E | yes | 12/2021 | Aug 12, 2026 | Aug 12, 2026 |
| N•••••••• H••••••• C••••••••• L•• | Member | C | yes | 03/2018 | Mar 25, 2024 | Dec 18, 2024 |
| W••••••••• H••••••• L•• | MANAGER AND SOLE MEMBER | E | yes | 09/2013 | Jul 2, 2014 | Dec 18, 2024 |
| W••••••••• L•• | Member | D | yes | 03/2018 | Mar 25, 2024 | Dec 18, 2024 |
| W••••••••• L•• | Member | E | yes | 12/2021 | Mar 25, 2024 | Dec 18, 2024 |
| W••••••••• P••••• I••• | Member | C | yes | 01/2022 | Mar 25, 2024 | Dec 18, 2024 |
| W••••••••• P••••••• L•• | Member | E | yes | 09/2022 | Mar 25, 2024 | Dec 18, 2024 |
| no |
| Leesburg | Va | United States | 5 | no |
| Alpharetta | Ga | United States | 4 | yes |
| L••••••• | Ks | United States | 4 | no |
| Topeka | Ks | United States | 4 | no |
| WINSTON-SALEM | Nc | United States | 4 | no |
| CEDAR KNOLLS | Nj | United States | 4 | no |
| Exton | Pa | United States | 4 | no |
| Phoenix | Az | United States | 3 | yes |
| Neptune | Nj | United States | 3 | no |
| Scappoose | Or | United States | 3 | no |
| Sterling | Va | United States | 3 | no |
| 95926 | CA | United States | 2 | no |
| Woodstock | Ga | United States | 2 | yes |
| Shreveport | La | United States | 2 | no |
| BLUE BELL | Pa | United States | 2 | no |
| Charlottesville | Va | United States | 2 | yes |
| Indianola | Ia | United States | 1 | no |
| Crossville | Tn | United States | 1 | yes |
| Houston | TX | United States | 1 | yes |
| Apr 7, 2026 |
| $8.3B |
| $7.9B |
| 243 |
| 173 |
| 69 |
| n/a |
| n/a |
| 2024 | Apr 1, 2025 | $6.0B | $5.7B | 219 | 154 | 69 | n/a | n/a |
| 2023 | Mar 25, 2024 | $4.5B | $4.3B | 210 | 145 | 69 | n/a | n/a |
| 2022 | Mar 15, 2023 | $3.9B | $3.7B | 187 | 133 | 65 | n/a | n/a |
| 2021 | Jan 25, 2022 | $3.4B | $3.3B | 175 | 124 | 55 | n/a | n/a |
| 2020 | Mar 26, 2021 | $2.6B | $2.5B | 171 | 122 | 49 | n/a | n/a |
| 2019 | Feb 3, 2020 | $1.7B | $1.5B | 143 | 97 | 49 | n/a | n/a |
| 2018 | Mar 24, 2019 | $1.1B | $1.0B | 106 | 70 | 34 | n/a | n/a |
| 2017 | Mar 29, 2018 | $733M | $701M | 93 | 61 | 25 | n/a | n/a |
| 2016 | Mar 13, 2017 | $472M | $434M | 30 | 25 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $211M | $211M | 10 | 10 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $17.0M | $9.9M | 10 | 10 | n/a | n/a | n/a |
| WEST CHESTER, PA |
| Team lift out |
| Ibd to ibd |
| 1.2% |
| P•••••• A•••••••• L•• | 6 | May 15, 2026 | Feb 13, 2026 | LEAWOOD, KS | Team lift out | Ibd to new firm | 3.6% |
| M•••• F•••••••• A••••••• | 4 | Feb 25, 2026 | Jan 9, 2026 | L•••••••, KS | Team lift out | RIA to RIA | 2.3% |
| I••••••••• W••••• C••••••• L•• | 5 | May 17, 2023 | Jan 11, 2023 | WEST CHESTER, PA | Team lift out | RIA to RIA | 4.1% |
| I••••••••• W••••• C••••••• L•• | 2 | Apr 4, 2023 | Jan 3, 2023 | BLOOMFIELD HILLS, MI | Team lift out | RIA to RIA | 1.7% |
| B•••••••• A•••• M••••••••• L•• | 2 | Dec 22, 2022 | Jan 11, 2023 | MANHEIM, PA | Team lift out | RIA to RIA | 1.7% |
| S•••••••• A••••••• S••••••• | 2 | Aug 2, 2022 | Aug 3, 2022 | WEST CHESTER, PA | Team lift out | RIA to RIA | 1.7% |
| W•••• S••••• F•••••••• L•• | 5 | Sep 30, 2021 | Oct 1, 2021 | WINCHESTER, VA | Team lift out | RIA to new firm | 4.5% |
| C••• L•• | 2 | Jul 13, 2021 | Jul 12, 2021 | DOWNINGTOWN, PA | Team lift out | RIA to ibd | 1.8% |
| WILMINGTON, DE |
| Team lift out |
| RIA to RIA |
| 100.0% |
| I••••••••• W••••• C••••••• L•• | 7 | Apr 1, 2025 | Apr 2, 2025 | BLOOMFIELD HILLS, MI | Team lift out | RIA to RIA | 1.9% |
| C•••••• F••••••••• L•• | 2 | Mar 31, 2025 | Dec 19, 2024 | NEW YORK, NY | Team lift out | RIA to RIA | 100.0% |
| T•• W••••• C••••••••• G•••• | 2 | Feb 20, 2024 | Feb 20, 2024 | OVERLAND PARK, KS | Team lift out | RIA to RIA | 1.5% |
| T•• W••••• C••••••••• G•••• | 2 | Jan 3, 2024 | Jan 2, 2024 | LAS VEGAS, NV | Team lift out | RIA to RIA | 1.5% |
| W•••• S••••• F•••••••• L•• | 3 | Dec 31, 2023 | Jan 2, 2024 | WINCHESTER, VA | Firm absorbed | RIA to RIA | 100.0% |
| S••••••••• A•••••• A•••••••• I••• | 2 | Aug 3, 2023 | Jan 1, 2026 | NEPTUNE CITY, NJ | Team lift out | Ibd to RIA | 0.1% |
| S•••••• F•••••••• M••••••••• | 3 | Feb 24, 2023 | Jan 3, 2023 | SCAPPOOSE, OR | Firm absorbed | Other | 100.0% |
| F•••••••• A•••••••• L•• | 2 | Nov 16, 2022 | Nov 15, 2022 | LANCASTER, PA | Team lift out | RIA to RIA | 10.0% |
| E•••• F•••••••• M••••••••• S•••••••• L•• | 2 | Jul 19, 2022 | May 11, 2022 | SHREVEPORT, LA | Team lift out | Other | 100.0% |
| A••••••• P••••••••• A•••••••• I•• | 2 | Oct 21, 2021 | Oct 21, 2021 | HOLBROOK, NY | Team lift out | RIA to RIA | 0.4% |
| W•••• F•••• A••••••• | 2 | Jan 14, 2021 | Jan 8, 2021 | LYNCHBURG, VA | Team lift out | Wirehouse to RIA | 0.0% |
| A•••••• A••••••• S••••••• | 5 | Sep 15, 2020 | Sep 17, 2020 | IRVING, TX | Team lift out | Ibd to RIA | 0.3% |
| G••••• F•••••••• G•••• | 2 | Jan 13, 2020 | Jan 2, 2020 | BOCA RATON, FL | Team lift out | RIA to RIA | 13.3% |
| I••••••••• F•••••••• P••••••• | 2 | May 2, 2019 | May 16, 2019 | FREMONT, CA | Team lift out | Ibd to RIA | 1.0% |
| I••••••••• F•••••••• P••••••• | 2 | May 2, 2019 | May 17, 2019 | TAMPA, FL | Team lift out | Ibd to RIA | 1.0% |
| I••••••••• F•••••••• P••••••• | 3 | May 2, 2019 | Jun 20, 2019 | MEMPHIS, TN | Team lift out | Ibd to RIA | 1.5% |
| 1•• G••••• A••••••• I•• | 2 | Feb 8, 2019 | Feb 6, 2019 | BAYTOWN, TX | Team lift out | Ibd to RIA | 0.4% |
| W•••• F•••• A••••••• | 2 | Oct 20, 2017 | Oct 23, 2017 | KNOXVILLE, TN | Team lift out | Other | 0.0% |