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Advisor at STONEX ADVISORS INC.
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | Bd affiliated wealth | May 11, 2021 | n/a | yes | BIRMINGHAM, AL | Current employment |
| QUEST CAPITAL STRATEGIES, INC. | Former SEC adviser | Jul 31, 2017 | Dec 6, 2019 | no | RIDGEFIELD, CT|LAGUNA HILLS, CA|LAGUNA HILLS, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 19, 2015 | Nov 11, 2016 | no | STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUEST CAPITAL STRATEGIES, INC. | STONEX ADVISORS INC. | Dec 6, 2019 | May 11, 2021 | 522 | Bulk transfer | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | QUEST CAPITAL STRATEGIES, INC. | Nov 11, 2016 | Jul 31, 2017 | 262 | Firm change | Other |