DFX Intelligence

W••••• G••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

W••••• G••• A•••••

Advisor at L•• F•••••••• L••

SAN ANTONIO, TX | STOCKDALE, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 24, 2023	n/a	yes	SAN ANTONIO, TX\|STOCKDALE, TX	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Aug 21, 2017	Mar 30, 2023	no	San Antonio, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Mar 30, 2023	Mar 24, 2023	-6	Firm change	Ibd to ibd
W•• A•••••••• L•	A•• H•••••••• L••	Aug 23, 2017	Jul 12, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:6413:TX:2023-03-30	Mar 30, 2023	Mar 24, 2023	SAN ANTONIO, TX	Firm change

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 13, 2006 to Nov 25, 2009factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 21, 2017 to Mar 30, 2023factForm ADV
→ W•• A•••••••• L•Registered adviserregistration: previous registration
May 31, 2012 to Aug 23, 2017factForm ADV
→ A•• H•••••••• L••

Dated events

Order

Occurred
30 Mar 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 22, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.