DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Wesley Greg Alston
Feed of 09/14/2026
Also filed as Wes Alston
At current firm
3 y
since Mar 24, 2023
In the industry
27 y
since Aug 11, 1999 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Mar 24, 2023 · San Antonio, Tx
- Securities America Advisors, Inc. formerAug 21, 2017 to Mar 30, 2023 · San Antonio, Tx
- Akf Holdings, LLC formerJul 12, 2012 to Dec 26, 2013 · Austin, Tx
- Wfg Advisors, LP formerMay 31, 2012 to Aug 23, 2017 · San Antonio, Tx
- Nfp Advisor Services, LLC formerOct 22, 2010 to Jun 4, 2012 · San Antonio, Tx
- Nrp Advisors, Inc. unclassifiedNov 13, 2009 to Oct 25, 2010 · San Antonio, Tx
- LPL Financial LLC BD affiliatedDec 13, 2006 to Nov 25, 2009 · San Antonio, Tx
- Raymond James Financial Services, Inc. unclassifiedJan 22, 2004 to Dec 15, 2006 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to LPL Financial LLCleft Mar 30, 2023, registered Mar 24, 2023 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- Wfg Advisors, LP to Akf Holdings, LLCleft Aug 23, 2017, registered Jul 12, 2012 (-1868 days) · Other
- Akf Holdings, LLC to Securities America Advisors, Inc.left Dec 26, 2013, registered Aug 21, 2017 (1334 days) · Other
- Nfp Advisor Services, LLC to Wfg Advisors, LPleft Jun 4, 2012, registered May 31, 2012 (-4 days) · Other
- Nrp Advisors, Inc. to Nfp Advisor Services, LLCleft Oct 25, 2010, registered Oct 22, 2010 (-3 days) · Other
- LPL Financial LLC to Nrp Advisors, Inc.left Nov 25, 2009, registered Nov 13, 2009 (-12 days) · Other
- Raymond James Financial Services, Inc. to LPL Financial LLCleft Dec 15, 2006, registered Dec 13, 2006 (-2 days) · Other
Signals
- Wesley Greg Alston left Securities America Advisors, Inc. for Lpl Financial Llc (registered 2023-03-24)Mar 30, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address