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A•••••••• K•••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

A•••••••• K•••••• L••

Advisor at A••••• A•••••••

BELLEVUE, WA

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Search this name across graphsid dfx:ria:04fa40ae-5ec5-fa79-50e5-11423ff07bdb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 1, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•••••••	Independent wealth	Jan 3, 2008	n/a	yes	BELLEVUE, WA	Current employment
R•••••• J•••• F•••••••• S•••••••• I•••	n/a	Nov 22, 2002	Dec 31, 2007	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S•••••••• I•••	A••••• A•••••••	Dec 31, 2007	Jan 3, 2008	3	Firm change	Other
W•••••• • R•••	R•••••• J•••• F•••••••• S•••••••• I•••	Nov 14, 2002

Relationships

Registered with (3)

→ A••••• A•••••••Registered adviserregistration: current employment
Jan 3, 2008 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 22, 2002 to Dec 31, 2007factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Dec 1, 1994 to Nov 14, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04fa40ae-5ec5-fa79-50e5-11423ff07bdb
First observed: Dec 1, 1994
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.