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A••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

A••••• A•••••••

A••••• A•••••••, LLC, CRD 145179

BELLEVUE, WA

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Search this name across graphsid dfx:ria:e071c32e-551c-6545-edb4-c61e77c61229

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Mar 14, 2012 to Sep 9, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $1.8BItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $1.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••••••• K•••••• L••	Certified Financial Planner	BELLEVUE, WA	18	34	2	no
P•••• W••••• C••••	Certified Financial Planner	BELLEVUE, WA	18	39

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• P••••• W•••••	FOUNDER, CHIEF EXECUTIVE OFFICER, AND CLIENT ADVISOR	E	yes	07/2007	Sep 9, 2026	Sep 9, 2026
H•••• B••••• Y••••	CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS	Na	no	01/2026	Sep 9, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.8B	$1.5B	22.4%	$1.0B	20.1%	15	14	1	1

Relationships

Registered with (8)

← A••••• S• M•••••Advisorregistration: current employment
Nov 17, 2023 to presentfactForm ADV
← J•••• L•• D•••••• D••••Advisorregistration: current employment
Sep 14, 2023 to presentfactForm ADV
← G•••••• E•••••• A•••••••• U••••Advisorregistration: current employment
Jul 17, 2023 to presentfactForm ADV
← D••••• A••••• A•••••••

Dated events

Occurred
Mar 28, 2021
Regulatory AUM changed
A••••• A••••••• reported RAUM $907.9M, up 28% from $709.5M (2020-06-29 to 2021-03-28)
Form ADVobserved 7 days ago
$198M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e071c32e-551c-6545-edb4-c61e77c61229
First observed: Mar 14, 2012
Last observed: Sep 9, 2026 13 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 17, 2026	$1.8B	$1.6B	15	8	1	n/a	n/a
2024	Mar 11, 2025	$1.5B	$1.3B	14	8	1	n/a	n/a
2023	Mar 19, 2024	$1.3B	$1.2B	13	8	0	n/a	n/a
2022	Mar 30, 2023	$1.0B	$975M	15	9	0	n/a	n/a
2021	Mar 29, 2022	$1.0B	$948M	15	7	0	n/a	n/a
2020	Mar 28, 2021	$908M	$768M	13	6	0	n/a	n/a
2019	Mar 31, 2020	$709M	$580M	11	6	0	n/a	n/a
2018	Mar 26, 2019	$570M	$448M	11	6	0	n/a	n/a
2017	Mar 26, 2018	$536M	$456M	10	4	0	n/a	n/a
2016	Mar 18, 2017	$435M	$373M	10	4	n/a	n/a	n/a
2015	Mar 17, 2016	$399M	$338M	9	5	n/a	n/a	n/a
2014	Mar 20, 2015	$396M	$330M	10	7	n/a	n/a	n/a
2013	Mar 25, 2014	$300M	$290M	8	6	n/a	n/a	n/a
2012	Mar 20, 2013	$259M	$251M	8	6	n/a	n/a	n/a
2011	Mar 14, 2012	$205M	$197M	n/a	n/a	n/a	n/a	n/a