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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ALPHARETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 28, 2026 | n/a | yes | ALPHARETTA, GA | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Mar 21, 2018 | May 6, 2026 | no | Atlanta, GA|Roswell, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 26, 2005 | Mar 22, 2018 | no | ALPHARETTA, GA|ALPHARETTA, GA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 6, 2003 | Aug 29, 2005 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | RAYMOND JAMES & ASSOCIATES, INC. | May 6, 2026 | May 28, 2026 | 22 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RBC CAPITAL MARKETS, LLC | Mar 22, 2018 | Mar 21, 2018 | -1 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 29, 2005 | Sep 26, 2005 | 28 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:31194:GA:2018-03-22 | Mar 22, 2018 | Mar 21, 2018 | ALPHARETTA, GA | Firm change |